Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M. KuljuKovack Securities Inc.GWN Securities Inc.01-30-2009
Darrin Robert HalseyKovack Securities Inc.Raymond James & Associates, Inc.04-28-2009
Benedict Aloysious Mitchell Jr.Kovack Securities Inc.Nationwide Investment Services Corporation06-05-2009
Lee David SimmondsKovack Securities Inc.LPL Financial LLC06-16-2009
Jose Juan NievesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Rene Jose Villate-CortesKovack Securities Inc.Cetera Advisor Networks LLC06-17-2009
Christina Theresa LewisKovack Securities Inc.Securities Service Network, LLC$1001-04-2010
George James ZeckKovack Securities Inc.Morgan Stanley$1001-15-2010
Curtis Wayne SmithKovack Securities Inc.SCF Securities, Inc.04-05-2010
Constance Lynn SmithKovack Securities Inc.SCF Securities, Inc.04-05-2010
Charles Willard JohnsonKovack Securities Inc.NPB Financial Group, LLC06-01-2010
Kenneth Steven YermakKovack Securities Inc.Charles Schwab & Co., Inc.$15001-11-2011
Kelly Michael EnglandKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2011
Maile Sue FosterKovack Securities Inc.Securian Financial Services, Inc.$2503-23-2011
Steven Dean AustinKovack Securities Inc.Morgan Stanley$5005-31-2011
Eduard Hendrik Van RaayKovack Securities Inc.Raymond James Financial Services, Inc.12-12-2011
Ramon Ignacio FernandezKovack Securities Inc.Summit Brokerage Services, Inc.12-14-2011
Osvaldo Delgado Jr.Kovack Securities Inc.Signator Investors, Inc.03-09-2012
Daniel AlonsoKovack Securities Inc.Signator Investors, Inc.03-15-2012
Jeffrey Thomas YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Thomas James YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Humphrey Gervasis ThomasKovack Securities Inc.Edward Jones$1005-16-2012
Raymond Guillermo AriasKovack Securities Inc.Brookstone Securities, Inc.07-03-2012
Warren Alan MarmorsteinKovack Securities Inc.Brookstone Securities, Inc.$1007-10-2012
Richard Eugene ByrdKovack Securities Inc.Morgan Stanley$2508-15-2012
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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