Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Samuel HermanKovack Securities Inc.Capital Guardian, LLC$10005-02-2014
Adam Dale BrownKovack Securities Inc.Essex Securities LLC11-09-2009
Adam Troy BerlinKovack Securities Inc.Voya Financial Advisors, Inc.$1006-05-2014
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Alfredo OlivaKovack Securities Inc.Next Financial Group, Inc.06-20-2011
Alfredo Oliva Jr.Kovack Securities Inc.Next Financial Group, Inc.$1006-20-2011
Alicia Del Valle AlvarezKovack Securities Inc.Capital Guardian, LLC01-07-2014
Allan Joseph HaupertKovack Securities Inc.LPL Financial LLC$2512-16-2019
Alyssa Maria GuerraKovack Securities Inc.SunTrust Investment Services, Inc.$15007-14-2017
Andrew Joseph FairchildKovack Securities Inc.Investacorp Advisory Services Inc$5012-07-2018
Andrew Raymond Scheirer IIKovack Securities Inc.First Allied Advisory Services, Inc.$5012-15-2014
Angelo SpotoKovack Securities Inc.Resource Horizons Group LLC$2509-29-2014
Benedict Aloysious Mitchell Jr.Kovack Securities Inc.Nationwide Investment Services Corporation06-05-2009
Beom Joon YunKovack Securities Inc.Securities America, Inc.$10009-24-2012
Bill Morton Harrison Jr.Kovack Securities Inc.Capital Guardian, LLC$5006-06-2017
Bob Palmer Hodges Jr.Kovack Securities Inc.Capital Guardian, LLC$5005-31-2017
Brad Lee HallockKovack Securities Inc.MetLife Securities Inc.05-24-2013
Bridget Ann GipsonKovack Securities Inc.Capital Guardian, LLC$1010-19-2017
Carie Suzanne GratzKovack Securities Inc.Summit Brokerage Services, Inc.07-20-2017
Carlos A. Plaza DomenechKovack Securities Inc.UBS Financial Services Inc.07-10-2015
Carlos GarciaKovack Securities Inc.MetLife Securities Inc.$5010-17-2012
Catherine A. MilanoKovack Securities Inc.Newbridge Securities Corporation$5003-31-2016
Cecelia Barnett DardenKovack Securities Inc.Ameriprise Financial Services, LLC03-24-2016
Charles Willard JohnsonKovack Securities Inc.NPB Financial Group, LLC06-01-2010
Christian D. SearcyKovack Securities Inc.UBS Financial Services Inc.$5005-31-2019
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Showing 1 to 25 of 134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.