Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve MelenLPL FinancialMorgan Stanley Wealth Management$10004-14-2019
Dave Olivieri, Wes Rowlands LPL FinancialVoya Financial Advisors$15504-11-2019
Carrie Mullins, Sara Tanner, Susan Perry, Sierra Swidrak, Davis Siliga, Kalin Rooney LPL FinancialForesters Financial$39004-02-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11003-21-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15003-04-2019
Michael Bonevento, James Costabile and Craig LadayLPL FinancialAmeriprise Financial$80003-01-2019
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13001-03-2019
Julie Welch, Dan GolandLPL FinancialThe O.N. Equity Sales Company$12012-21-2018
Greg SpicerLPL FinancialCadaret Grant$40012-18-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22512-06-2018
Tom QuirkLPL FinancialRaymond James$20012-04-2018
Dale KolarLPL FinancialEdward Jones$9011-30-2018
James AsplinLPL FinancialEdward Jones$18011-30-2018
Morris MayerfieldLPL FinancialCadaret Grant$17011-21-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL FinancialCadaret Grant$50010-23-2018
Jeff Johnston,Brock RennerLPL FinancialCambridge Investment Research$52010-18-2018
David Winebrenner Jr.LPL FinancialCetera$18010-16-2018
Jeffrey LaBelle, John ScottLPL FinancialFirst Allied Securities$11010-11-2018
Next Page »

Showing 1 to 25 of 571 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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