Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22512-06-2018
Tom QuirkLPL FinancialRaymond James$20012-04-2018
Dale KolarLPL FinancialEdward Jones$9011-30-2018
James AsplinLPL FinancialEdward Jones$18011-30-2018
Morris MayerfieldLPL FinancialCadaret Grant$17011-21-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL FinancialCadaret Grant$50010-23-2018
Jeff Johnston,Brock RennerLPL FinancialCambridge Investment Research$52010-18-2018
David Winebrenner Jr.LPL FinancialCetera$18010-16-2018
Jeffrey LaBelle, John ScottLPL FinancialFirst Allied Securities$11010-11-2018
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL FinancialSecurities America$27510-09-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
Phillip MultopLPL FinancialCetera$30009-17-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7109-06-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL FinancialWaddell & Reed$23208-21-2018
John Ellis, Jennifer Baker, John Ellis Jr.LPL FinancialLucia Securities$17007-16-2018
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Next Page »

Showing 1 to 25 of 561 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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