Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial MML Investors Services, LLC$24507-15-2019
Ron JaegerLPL Financial Commonwealth Financial Network $20007-11-2019
Charles HartLPL Financial Ameriprise Financial Services$12505-17-2019
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Kevin Carroll, Sam ShehuLPL FinancialWells Fargo Advisors$11002-15-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Greg SpicerLPL FinancialCadaret Grant$40012-18-2018
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13011-30-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL FinancialWells Fargo Advisors$20011-14-2018
Dale KolarLPL FinancialEdward Jones$9011-09-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Tom QuirkLPL FinancialRaymond James$20010-30-2018
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Bob BrennanLPL FinancialCetera$30010-24-2018
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL FinancialCadaret Grant$50010-23-2018
Jeff Johnston,Brock RennerLPL FinancialCambridge Investment Research$52010-18-2018
Morris MayerfieldLPL FinancialCadaret Grant$17010-17-2018
David Winebrenner Jr.LPL FinancialCetera$18010-16-2018
Jeffrey LaBelle, John ScottLPL FinancialFirst Allied Securities$11010-11-2018
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL FinancialSecurities America$27510-09-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22509-28-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
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Showing 1 to 25 of 568 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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