Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SharplesLPL FinancialEdward Jones05-26-2010
Robert F. Halligan IILPL FinancialMorgan Stanley Wealth Management$11510-14-2010
Bobby WhiteLPL FinancialSecurities America08-10-2011
Donald PatrickLPL FinancialSecurities America08-10-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Steven Jung, Timothy Lysaght, Patrick Lysaght,LPL FinancialMorgan Keegan$18511-28-2011
Anton BayerLPL FinancialSecurities America$11511-28-2011
Gary DeeseLPL FinancialEdward Jones$9211-28-2011
Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan LavermanLPL FinancialProequities$15512-01-2011
Christopher Hagen, Daniel SloanLPL FinancialMorgan Keegan$18001-04-2012
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012
Neal McNeil III, Robert L. Meyer, Ryan Clive-SmithLPL FinancialMorgan Stanley Wealth Management$30003-12-2012
Wealth Advisors of Tampa BayLPL FinancialFlorida Investment Advisors$10004-18-2012
Steven CrabreeLPL FinancialBank of America Merrill Lynch$5004-21-2012
Erin BotsfordLPL FinancialDeWaay Financial Network$56005-11-2012
Ryan J. SchriftLPL FinancialMorgan Keegan$1505-14-2012
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Tamar H. MogilskiLPL FinancialMetLife Securities$15008-09-2012
DeLynn Zell, Pete McCarn, Jeris Burns, David LeCompteLPL FinancialLincoln Financial$1,00008-14-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
Mark Elston, Dave Quinn, Jim Elston, Tiffany Del SantoLPL FinancialWells Fargo Advisors$18510-15-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012
Level Four GroupLPL FinancialLincoln Financial$1,00011-13-2012
Next Page »

Showing 1 to 25 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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