Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
Aaron Herwig, Jonathan HinesLPL FinancialWaddell and Associates$7511-16-2017
Adam HeckmanLPL FinancialFifth Third Securities$8401-27-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL FinancialMML Investors Services$15101-20-2017
Advantage Financial GroupLPL FinancialNational Planning$2,00008-02-2012
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL FinancialWaddell and Associates$22011-07-2016
Allyson TrantumLPL FinancialEdward Jones$6002-12-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
Andrea Klipfel, Kevin KlipfelLPL FinancialWells Fargo Advisors$7509-28-2016
Andrew DenneyLPL FinancialCambridge Investment Research$25710-29-2015
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Andrew Roller, H. Dewey ThompsonLPL FinancialCFD Investments, Inc.$10110-23-2017
Andrew SharpLPL FinancialCharles Schwab$34104-27-2016
Anil SinghLPL FinancialJPMorgan Chase & Co.$26005-02-2016
Anthony ArcuriLPL FinancialWells Fargo Advisors$5512-18-2015
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Anthony GambacortaLPL FinancialJPMorgan Chase & Co.$24002-17-2016
Anthony O'Connor, Leo O'Connor LPL FinancialLincoln Investment Planning$14711-07-2016
Anton BayerLPL FinancialSecurities America$11511-28-2011
Argiroula MastrodimosLPL FinancialWells Fargo Advisors$9110-06-2017
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Next Page »

Showing 1 to 25 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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