Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samantha Minh DinhLPL FinancialEdward Jones$5511-04-2016
Thomas BorsellinoLPL FinancialMSI Financial Services$10011-04-2016
David Graham, Sibyl Samuel LPL FinancialKey Private Bank$6011-01-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Michael ConatyLPL FinancialFTB Advisors$5011-01-2016
Victor RaigozaLPL FinancialEdward Jones$5311-01-2016
Curtis GreenLPL FinancialEdward Jones$16010-31-2016
Devin GarofaloLPL FinancialLincoln Financial$28010-31-2016
Todd SmilerLPL FinancialWells Fargo Advisors$5510-31-2016
Thomas MarkellLPL FinancialWells Fargo Advisors$25010-28-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Brian HoffmanLPL FinancialPNC Investments $5010-27-2016
Joseph Franklin, Sean FranklinLPL FinancialNYLIFE Securities$5010-27-2016
Jonathan PeytonLPL FinancialUSAA Financial Advisors$9010-26-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL FinancialWaddell and Associates$11010-24-2016
James PetitprenLPL FinancialBMO Harris Financial Advisors$18110-24-2016
Travis DauchyLPL FinancialUSAA Financial Advisors$10010-24-2016
Stephen Levin, Marco LopezLPL FinancialBerthel Fisher$7610-19-2016
Eric Eaton, Brandan TeagueLPL FinancialPrincor Financial Services$22510-18-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Kelly Crane, Earl KnechtLPL FinancialCetera$21310-17-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL FinancialCetera$21310-17-2016
Lane SteelLPL FinancialWells Fargo Advisors$7010-17-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
« Previous PageNext Page »

Showing 226 to 250 of 566 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.