Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samantha Minh DinhLPL FinancialEdward Jones$5511-04-2016
Thomas BorsellinoLPL FinancialMSI Financial Services$10011-04-2016
David Graham, Sibyl Samuel LPL FinancialKey Private Bank$6011-01-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Michael ConatyLPL FinancialFTB Advisors$5011-01-2016
Victor RaigozaLPL FinancialEdward Jones$5311-01-2016
Curtis GreenLPL FinancialEdward Jones$16010-31-2016
Devin GarofaloLPL FinancialLincoln Financial$28010-31-2016
Todd SmilerLPL FinancialWells Fargo Advisors$5510-31-2016
Thomas MarkellLPL FinancialWells Fargo Advisors$25010-28-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Brian HoffmanLPL FinancialPNC Investments $5010-27-2016
Joseph Franklin, Sean FranklinLPL FinancialNYLIFE Securities$5010-27-2016
Jonathan PeytonLPL FinancialUSAA Financial Advisors$9010-26-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL FinancialWaddell and Associates$11010-24-2016
James PetitprenLPL FinancialBMO Harris Financial Advisors$18110-24-2016
Travis DauchyLPL FinancialUSAA Financial Advisors$10010-24-2016
Stephen Levin, Marco LopezLPL FinancialBerthel Fisher$7610-19-2016
Eric Eaton, Brandan TeagueLPL FinancialPrincor Financial Services$22510-18-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Kelly Crane, Earl KnechtLPL FinancialCetera$21310-17-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL FinancialCetera$21310-17-2016
Lane SteelLPL FinancialWells Fargo Advisors$7010-17-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
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Showing 226 to 250 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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