Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley BowmanLPL FinancialCetera$5010-14-2016
Matthew Bryant, Thomas BryantLPL FinancialWells Fargo Advisors$7910-14-2016
Scott Bremus, Eric Hollifield, Jeffrey Kirkpatrick LPL FinancialSterne Agee$17310-14-2016
Scott BurnsLPL FinancialFifth Third Securities$5510-14-2016
Carla ReillyLPL FinancialU.S. Bancorp Investments$5210-13-2016
Jennifer GoLPL FinancialEdward Jones$5010-13-2016
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Taysha PattersonLPL FinancialEdward Jones$7510-11-2016
Terrance DonoghueLPL FinancialInvest Financial$5010-04-2016
Erin Lapidus, Jeff LapidusLPL FinancialNational Planning$14009-30-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Eric DemarcusLPL FinancialWells Fargo Advisors$8509-29-2016
Trevor BrightLPL FinancialFidelity$17709-29-2016
Andrea Klipfel, Kevin KlipfelLPL FinancialWells Fargo Advisors$7509-28-2016
John WileyLPL FinancialEdward Jones$7009-28-2016
Mark OuttenLPL FinancialM&T Securities$7009-21-2016
Earnest SmithLPL FinancialUSAA Financial Advisors$6309-19-2016
Vincent MartinoLPL FinancialHSBC Private Bank$7009-19-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Christine PaulLPL FinancialJPMorgan Chase & Co.$9809-13-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Mark MahaneyLPL FinancialWells Fargo Advisors$5009-02-2016
Michael RogersLPL FinancialFifth Third Securities$5409-02-2016
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Showing 251 to 275 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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