Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RogersLPL FinancialFifth Third Securities$5409-02-2016
Steven SwansonLPL FinancialJPMorgan Chase & Co.$23709-02-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Shawn VanceLPL FinancialJPMorgan Chase & Co.$20009-01-2016
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Gregory Dillard, Matthew GazawayLPL FinancialUSAA Financial Advisors$9708-29-2016
Daniel TapiaLPL FinancialVoya Financial Advisors$8508-25-2016
Ellis Shiver, Todd ShiverLPL FinancialWells Fargo Advisors$8308-24-2016
Michael BondLPL FinancialCharles Schwab$10008-24-2016
Suthipong ChitrathornLPL FinancialNational Planning$5508-23-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Richard W. HeagenLPL FinancialSummit Brokerage Services$6008-22-2016
Todd Slingerland, Adam NearyLPL FinancialVoya Financial Advisors$65008-19-2016
David DawsonLPL FinancialVSR Financial Services$20008-18-2016
Kelley Donovan, Forrest RossLPL FinancialVSR Financial Services$40008-18-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Philip MarchettiLPL FinancialPNC Investments $25008-16-2016
Matthew GilmoreLPL FinancialMML Investors Services$8008-15-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
James LeongLPL FinancialWells Fargo Advisors$11708-09-2016
Barbara Trombley, Michael TrombleyLPL FinancialFifth Third Securities$5108-08-2016
Brancaccio William, Byrke SestokLPL FinancialMetLife Securities$6008-08-2016
Craig SeverinLPL FinancialBBVA Securities$5008-08-2016
Chris Albertson, Tyler SteeleLPL FinancialBBVA Securities$15008-05-2016
Jeffrey Roodman, Christopher SmallLPL FinancialJPMorgan Chase & Co.$15508-05-2016
« Previous PageNext Page »

Showing 276 to 300 of 567 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.