Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael RogersLPL FinancialFifth Third Securities$5409-02-2016
Steven SwansonLPL FinancialJPMorgan Chase & Co.$23709-02-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Shawn VanceLPL FinancialJPMorgan Chase & Co.$20009-01-2016
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Gregory Dillard, Matthew GazawayLPL FinancialUSAA Financial Advisors$9708-29-2016
Daniel TapiaLPL FinancialVoya Financial Advisors$8508-25-2016
Ellis Shiver, Todd ShiverLPL FinancialWells Fargo Advisors$8308-24-2016
Michael BondLPL FinancialCharles Schwab$10008-24-2016
Suthipong ChitrathornLPL FinancialNational Planning$5508-23-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Richard W. HeagenLPL FinancialSummit Brokerage Services$6008-22-2016
Todd Slingerland, Adam NearyLPL FinancialVoya Financial Advisors$65008-19-2016
David DawsonLPL FinancialVSR Financial Services$20008-18-2016
Kelley Donovan, Forrest RossLPL FinancialVSR Financial Services$40008-18-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Philip MarchettiLPL FinancialPNC Investments $25008-16-2016
Matthew GilmoreLPL FinancialMML Investors Services$8008-15-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
James LeongLPL FinancialWells Fargo Advisors$11708-09-2016
Barbara Trombley, Michael TrombleyLPL FinancialFifth Third Securities$5108-08-2016
Brancaccio William, Byrke SestokLPL FinancialMetLife Securities$6008-08-2016
Craig SeverinLPL FinancialBBVA Securities$5008-08-2016
Chris Albertson, Tyler SteeleLPL FinancialBBVA Securities$15008-05-2016
Jeffrey Roodman, Christopher SmallLPL FinancialJPMorgan Chase & Co.$15508-05-2016
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Showing 276 to 300 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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