Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL FinancialCetera$24808-02-2016
Jim Puplava, Paul Horn, Christopher Puplava, Robert Bernard, Ryan PuplavaLPL FinancialPuplava Financial Services$39608-01-2016
Burton Peake JrLPL FinancialFTB Advisors$8207-29-2016
Eric LingLPL FinancialUSAA Financial Advisors$9007-29-2016
Joseph AzzopardiLPL FinancialJPMorgan Chase & Co.$5007-29-2016
Kathleen LaurinLPL FinancialVSR Financial Services$10507-29-2016
Bryan WieferichLPL FinancialWaddell and Associates$5007-26-2016
Robert TempletonLPL FinancialWaddell and Associates$6007-26-2016
Steven BrandtLPL FinancialCetera$5307-25-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Edward JonaitisLPL FinancialVSR Financial Services$9707-22-2016
Jeffrey TalleyLPL FinancialPrivate Client Services$10007-22-2016
Matthew Brown, Michael BrownLPL FinancialVSR Financial Services$35007-22-2016
George Ashford, Larry Awbrey, Peter Gregory, Charles TuttLPL FinancialCetera$23607-21-2016
Jereme BriscoLPL FinancialUSAA Financial Advisors$28007-18-2016
Rodney SchurgLPL FinancialEdward Jones$14007-15-2016
Melissa GrudinLPL FinancialTIAA-CREF$5907-13-2016
Christopher LossingLPL FinancialEdward Jones$5507-07-2016
Richard CawthorneLPL FinancialNYLIFE Securities$5007-01-2016
Song-sil AlexanderLPL FinancialU.S. Bancorp Investments$9007-01-2016
Douglas O'ConnellLPL FinancialFifth Third Securities$10206-30-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Jaime Fukumae, Sally JermainLPL FinancialFoothill Securities$7006-27-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
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Showing 301 to 325 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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