Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John BezdichekLPL FinancialCetera$5005-13-2016
Peter MarshLPL FinancialHuntington Investments$16005-12-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
John Henson Jr.LPL FinancialNorthwestern Mutual $5005-10-2016
Luisa EhrigLPL FinancialEdward Jones$10005-09-2016
Fred QuattlebaumLPL FinancialWells Fargo Advisors$5005-06-2016
Willard EinsparLPL FinancialMetLife Securities$8205-06-2016
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL FinancialAmeritas Investment Corp$35005-05-2016
Thomas StineLPL FinancialHFI Wealth Management$5005-05-2016
Daniel EllisLPL FinancialU.S. Bancorp Investments$10005-04-2016
Victor Solis, Daniel ZlotnickLPL FinancialKestra Financial$10005-02-2016
Anil SinghLPL FinancialJPMorgan Chase & Co.$26005-02-2016
Craig KorolLPL FinancialSecurities America$10004-29-2016
Chandon Simonis, John NiermeyerLPL FinancialWells Fargo Advisors$51604-28-2016
Lisa MurrayLPL FinancialFifth Third Securities$10004-28-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Andrew SharpLPL FinancialCharles Schwab$34104-27-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Calvin NeemanLPL FinancialEdward Jones$24004-18-2016
Bradley TowsonLPL FinancialMorgan Stanley Wealth Management$8004-14-2016
Stephen DemaioLPL FinancialAllstate Financial Services, LLC$8004-12-2016
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Showing 351 to 375 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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