Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7108-21-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL FinancialWaddell & Reed$23208-21-2018
John Ellis, Jennifer Baker, John Ellis Jr.LPL FinancialLucia Securities$17007-13-2018
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Ric KelloggLPL FinancialBank of America Merrill Lynch$12303-29-2018
Scott SkidmoreLPL FinancialWells Fargo Advisors$7112-21-2017
Timothy ThompsonLPL FinancialH. Beck, Inc.$8412-21-2017
Stacy CliffordLPL FinancialCetera$15312-20-2017
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Joel BalamLPL FinancialPrincipal Securities, Inc.$5312-18-2017
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
John HallLPL FinancialWaddell and Associates$5812-11-2017
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Richard Johnson, Bradley MorrisLPL FinancialWaddell and Associates$5612-04-2017
Robert Walker IIILPL FinancialKey Private Bank$5112-04-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Ryan Gallo, Michael GennaweyLPL FinancialCUSO Financial Services, L.P.$11611-30-2017
Becky VittumLPL FinancialRaymond James$6011-29-2017
Robert ReidingerLPL FinancialWells Fargo Advisors$5511-17-2017
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Showing 26 to 50 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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