Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James ForsythLPL FinancialEdward Jones$7511-16-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
Tamela SperrLPL FinancialEdward Jones$6811-16-2017
Brian WongLPL FinancialWaddell and Associates$12611-15-2017
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
David PorterLPL FinancialWells Fargo Advisors$6611-10-2017
Debra Nadeau, Dominic NadeauLPL FinancialMML Investors Services$20811-09-2017
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
Gilbert NeighborsLPL FinancialWells Fargo Advisors$6311-03-2017
James Pender, Craig SabloskyLPL FinancialInvestment Professionals$6711-03-2017
Lance SteinbergLPL FinancialWells Fargo Advisors$12511-02-2017
Tim KellyLPL FinancialWells Fargo Advisors$5711-02-2017
Peter DaikerLPL FinancialWells Fargo Advisors$6111-01-2017
Andrew Roller, H. Dewey ThompsonLPL FinancialCFD Investments, Inc.$10110-23-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Brian McqueeneyLPL FinancialCetera$5110-16-2017
Peter CoteLPL FinancialCetera$6110-16-2017
Patricia LaramoreLPL FinancialSecurities America$6910-10-2017
William HindsLPL FinancialEdward Jones$7210-10-2017
Peter BlackwellLPL FinancialEdward Jones$5610-09-2017
Argiroula MastrodimosLPL FinancialWells Fargo Advisors$9110-06-2017
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Showing 51 to 75 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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