Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Toni Frisina, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael LPL FinancialCetera$71910-04-2017
Leigh AllenLPL FinancialWedbush Securities$7610-02-2017
Joseph RiccelliLPL FinancialPNC Investments $7309-29-2017
Jeffrey Lehrer, Karl SchmidtkeLPL FinancialNorthland Securities$7209-27-2017
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Ian DietzLPL FinancialMorgan Stanley Wealth Management$7009-08-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Robert FarmerLPL FinancialWells Fargo Advisors$19208-31-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Gabriella LundqvistLPL FinancialEdward Jones$7108-21-2017
James ChiaroLPL FinancialCitizens Investment Services$5308-18-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Peter ZagrobelnyLPL FinancialCitigroup$9308-14-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Sharon Barton, Jay SpectorLPL FinancialBank of America Merrill Lynch$31107-28-2017
John DolanLPL FinancialBank of America Merrill Lynch$16107-26-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL FinancialWells Fargo Advisors$35107-20-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
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Showing 76 to 100 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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