Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL FinancialBank of America Merrill Lynch$42004-28-2017
Joseph QuinnLPL FinancialNational Securities$8804-28-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Steven MussonLPL FinancialCapital Financial Services$17004-20-2017
Ryan GuntherLPL FinancialBank of America Merrill Lynch$10104-13-2017
Sandra DaltonLPL FinancialAmerican Portfolios$5404-13-2017
Robert MartinLPL FinancialSuntrust Investment Services$6704-06-2017
Tom HerbruckLPL FinancialKestra Financial$47104-03-2017
Grant UlrickLPL FinancialWells Fargo Advisors$7603-31-2017
Susan Garbarino, Brent Kalka, Craig Tower, Curtis WiedemanLPL Financial1st Global Capital$24003-31-2017
Steve WardLPL FinancialSuntrust Investment Services$5003-30-2017
Michael Krumholz, Shelia Little LPL FinancialCambridge Investment Research$12003-29-2017
Gavin Lodge, Harry Lodge, Christopher NoyalisLPL FinancialSecurian Financial Services$10403-27-2017
Dustin GrangerLPL FinancialWells Fargo Advisors$11703-23-2017
Paul GuerraLPL FinancialWells Fargo Advisors$7003-21-2017
Kevin YingstLPL FinancialEdward Jones$6703-20-2017
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Timothy Mahieu, Sara Schauermann LPL FinancialWells Fargo Advisors$15703-13-2017
Timothy WeishornLPL FinancialWells Fargo Advisors$9603-13-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL FinancialMML Investors Services$55003-10-2017
Christopher SmithLPL FinancialRobert W. Baird & Co.$6603-08-2017
James DegaetanoLPL FinancialFirst Command Financial$10203-06-2017
Louis WrayLPL FinancialEdward Jones$12103-06-2017
Carlos MendozaLPL FinancialWells Fargo Advisors$12003-02-2017
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Showing 126 to 150 of 567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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