Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Stephen O'HaraLPL FinancialPurshe Kaplan Sterling Investments$9903-01-2017
Bradley Bakken, Tim Bush, Sean Deichert, Katharine Eggiman, Paul Fleming, Melissa Hexum, Kelly Hubrig, Gregory Johnson, Ryan Johnson, Michael Kobbervig, John Kuhn, Lisa Moe, Cody Reiland, Craig Samuelson, Paula Swanson, Steven Swanson, Tammy Wood LPL FinancialCetera$78002-28-2017
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL FinancialCetera$50902-28-2017
Scott Douglas WilliamsLPL FinancialRaymond James$9902-24-2017
James WebbLPL FinancialEdward Jones$6802-23-2017
Jason Borrasso, Richard GanimLPL FinancialMetLife Securities$6002-23-2017
Kristi Baker, Kelli Davis, Joseph Van DeusenLPL FinancialMML Investors Services$48302-23-2017
Charles SchreaderLPL FinancialWells Fargo Advisors$7002-22-2017
Fredrick KelleyLPL FinancialMML Investors Services$8002-15-2017
Jeff McElroy, Shawn PeschkeLPL FinancialArvest Asset Management$13502-15-2017
Curt BeyerLPL FinancialRBC Wealth Management$9502-03-2017
Jeb Brown, Bruce WilliamsLPL FinancialBlakeslee and Blakeslee Inc.$10702-03-2017
Laura FasanLPL FinancialInfinex$9302-03-2017
Cella QuinnLPL FinancialFSC Securities$16001-30-2017
Adam HeckmanLPL FinancialFifth Third Securities$8401-27-2017
Todd Vander LugtLPL FinancialWaddell and Reed$5601-24-2017
Jason Horg, Sandra Horg, Devin ShaefferLPL FinancialCapital Financial Services$25401-23-2017
Mitchell ReinhardtLPL FinancialCapital Financial Services$24601-23-2017
Adriane Lowe, Roy Moon, Anthony TurcotteLPL FinancialMML Investors Services$15101-20-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Mandir NagdevLPL FinancialWells Fargo Advisors$6101-19-2017
Ronald AustinLPL FinancialH.D. Vest Investment Services$10901-19-2017
Robert MillsLPL FinancialMorgan Stanley Wealth Management$7401-13-2017
Jonathan HeacockLPL FinancialForesters Financial$5201-12-2017
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Showing 151 to 175 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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