Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Garden, Alexandra Kurth, Craig Kurth, Herman Lall, Jared Reynolds, Christopher Wade, Carroll Wilkerson, Ryan Wilkerson LPL FinancialWaddell and Reed$43001-05-2017
Sima AlefiLPL FinancialWells Fargo Advisors$5001-05-2017
Scott PilchardLPL FinancialManning & Napier Investor Services$7701-04-2017
Timothy BlattnerLPL FinancialMetLife Securities$5601-04-2017
Wes McKenna, Clayton Abel, Kit Leary, Christopher Mathwig, Bobby Parham.LPL FinancialNationwide Securities$17801-03-2017
Steve Hacker, Brian Menickella, Mark Schatzel LPL FinancialTFS Securities$23212-27-2016
Mark MorganLPL FinancialMoney Concepts Captial$11512-16-2016
Garth LurveyLPL FinancialSuntrust Investment Services$5012-15-2016
Jack BuckleyLPL FinancialCommonwealth Financial Network$12012-15-2016
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Scott Ellingson, James LoweLPL FinancialCommonwealth Financial Network$13012-15-2016
Stephen MaganaLPL FinancialJPMorgan Chase & Co.$13012-15-2016
Wayne GreenoughLPL FinancialMSI Financial Services$9212-15-2016
Herbert Moody Jr.LPL FinancialCapital Guardian$16012-14-2016
Michael LenahanLPL FinancialSuntrust Investment Services$7512-14-2016
Kyle JohnstonLPL FinancialNorthwestern Mutual $6812-13-2016
Frederick ShowsLPL FinancialWaddell and Associates$5012-12-2016
Jason SingletonLPL FinancialWells Fargo Advisors$5512-12-2016
Michael HolligerLPL FinancialFidelity$15012-12-2016
Naser AlzerLPL FinancialCapital One$6012-12-2016
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Kyle MatkaitisLPL FinancialFidelity$30012-09-2016
Robert EddinsLPL FinancialFTB Advisors$6312-09-2016
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
« Previous PageNext Page »

Showing 176 to 200 of 566 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.