Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy HammondLPL FinancialUSAA Financial Advisors$12512-08-2016
Jayson Capling, Robert Roar Jr. LPL FinancialU.S. Bancorp Investments$16812-07-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Jomar FernandezLPL FinancialPNC Investments $6012-02-2016
Phil MathesonLPL FinancialKestra Financial$19512-01-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Scott Milstein LPL FinancialCUSO Financial Services, L.P.$22411-30-2016
Scott SpragueLPL FinancialCetera$7211-30-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Gary WarnerLPL FinancialCapital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL FinancialVoya Financial Advisors$15011-18-2016
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Colin Cissne, Stephen Cissne LPL FinancialJanney Montgomery Scott$15411-17-2016
Brent Barth, William Morrison LPL FinancialVoya Financial Advisors$6211-16-2016
Bruce CoteLPL FinancialM&T Securities$6511-16-2016
Brian Nguyen, Matthew Weaver LPL FinancialSorrento Pacific Financial$45211-15-2016
Jeffrey Lavezzi, Matthew Wahlman LPL FinancialRobert W. Baird & Co.$7411-10-2016
Paul KupchokLPL FinancialMML Investors Services$23011-09-2016
Mario VasquezLPL FinancialJPMorgan Chase & Co.$7411-08-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL FinancialWaddell and Associates$22011-07-2016
Anthony O'Connor, Leo O'Connor LPL FinancialLincoln Investment Planning$14711-07-2016
David La RueLPL FinancialEdward Jones$5011-07-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Ryan HigginsLPL FinancialEdward Jones$5211-04-2016
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Showing 201 to 225 of 566 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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