Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy HammondLPL FinancialUSAA Financial Advisors$12512-08-2016
Jayson Capling, Robert Roar Jr. LPL FinancialU.S. Bancorp Investments$16812-07-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Jomar FernandezLPL FinancialPNC Investments $6012-02-2016
Phil MathesonLPL FinancialKestra Financial$19512-01-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Scott Milstein LPL FinancialCUSO Financial Services, L.P.$22411-30-2016
Scott SpragueLPL FinancialCetera$7211-30-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Gary WarnerLPL FinancialCapital Financial Services$6011-22-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL FinancialVoya Financial Advisors$15011-18-2016
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Colin Cissne, Stephen Cissne LPL FinancialJanney Montgomery Scott$15411-17-2016
Brent Barth, William Morrison LPL FinancialVoya Financial Advisors$6211-16-2016
Bruce CoteLPL FinancialM&T Securities$6511-16-2016
Brian Nguyen, Matthew Weaver LPL FinancialSorrento Pacific Financial$45211-15-2016
Jeffrey Lavezzi, Matthew Wahlman LPL FinancialRobert W. Baird & Co.$7411-10-2016
Paul KupchokLPL FinancialMML Investors Services$23011-09-2016
Mario VasquezLPL FinancialJPMorgan Chase & Co.$7411-08-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL FinancialWaddell and Associates$22011-07-2016
Anthony O'Connor, Leo O'Connor LPL FinancialLincoln Investment Planning$14711-07-2016
David La RueLPL FinancialEdward Jones$5011-07-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Ryan HigginsLPL FinancialEdward Jones$5211-04-2016
« Previous PageNext Page »

Showing 201 to 225 of 566 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.