Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7108-21-2018
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
Dennis Laird, Donald Lundy, Jogn Pfaudler LPL FinancialAmeriprise Financial$12012-02-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
James LesniewskiLPL FinancialAmeriprise Financial$6009-30-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Marc SpechtLPL FinancialAmeriprise Financial$16009-30-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeffrey Kelley, Micah KelleyLPL FinancialAmeriprise Financial$10202-20-2015
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial12-13-2013
John M. Cartolano Jr.LPL FinancialAmeriprise Financial$20009-26-2013
Andrew GonskiLPL FinancialAmeriprise Financial$10007-02-2013

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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