Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom QuirkLPL FinancialRaymond James$20010-30-2018
Becky VittumLPL FinancialRaymond James$6011-29-2017
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Scott Douglas WilliamsLPL FinancialRaymond James$9902-24-2017
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Caroline KorteLPL FinancialRaymond James$8405-16-2016
Frank MartinLPL FinancialRaymond James$7001-29-2016
Scott PiggushLPL FinancialRaymond James$14312-04-2015
Joel PalatnikLPL FinancialRaymond James$16508-03-2015
Tom Weissenburger, David OlberdingLPL FinancialRaymond James$22004-30-2015

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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