Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kent TanakaLPL FinancialAmeriprise Financial$7110-20-2017
Jay Champlain, Job Eagleson LPL FinancialAmeriprise Financial$10511-21-2016
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Peter ArnoldLPL FinancialBank of America Merrill Lynch$7912-08-2017
Ronald ScottLPL FinancialBank of America Merrill Lynch$23108-31-2017
Chris SpencerLPL FinancialBank of America Merrill Lynch$6904-20-2017
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
Jeb Brown, Bruce WilliamsLPL FinancialBlakeslee and Blakeslee Inc.$10702-03-2017
Steven MussonLPL FinancialCapital Financial Services$17004-20-2017
Jason Horg, Sandra Horg, Devin ShaefferLPL FinancialCapital Financial Services$25401-23-2017
Mitchell ReinhardtLPL FinancialCapital Financial Services$24601-23-2017
Gary WarnerLPL FinancialCapital Financial Services$6011-22-2016
Bob BrennanLPL FinancialCetera$30010-24-2018
Kathleen Hansen, Heather Hackett, Amanda Reams, Amber ReamsLPL FinancialCetera$18009-24-2018
Viola Bai, Wen Chang, Yu Shuang Chang, Cynthia Chen, Tsunghsin Chen, Vivian Cheung, Yen Chi, Wen Dai, Sharon Ding, Grace Guo, Mei Guo, John Heller, Theodore Hsu, Kitty Hu, David Kang, Shu Yuan Lai, Lydia Lam, Grace Law, Elizabeth Lee, Joseph Lee, Susan LiLPL FinancialCetera$50902-28-2017
Scott SpragueLPL FinancialCetera$7211-30-2016
Kelly Crane, Earl KnechtLPL FinancialCetera$21310-17-2016
Kelly Crane, Earl Kneckt, Bob LanceLPL FinancialCetera$21310-17-2016
George LyLPL FinancialCetera$8006-10-2016
Eric SchindlerLPL FinancialCetera$12504-21-2016
Ryan Gallo, Michael GennaweyLPL FinancialCUSO Financial Services, L.P.$11611-30-2017
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Gabriella LundqvistLPL FinancialEdward Jones$7108-21-2017
David La RueLPL FinancialEdward Jones$5011-07-2016
Ryan HigginsLPL FinancialEdward Jones$5211-04-2016
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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