Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John ZeziniLPL FinancialRoyal Alliance$5011-13-2017
Sima AlefiLPL FinancialWells Fargo Advisors$5001-05-2017
David La RueLPL FinancialEdward Jones$5011-07-2016
Jennifer GoLPL FinancialEdward Jones$5010-13-2016
Joseph AzzopardiLPL FinancialJPMorgan Chase & Co.$5007-29-2016
Andrew PerceleanuLPL FinancialU.S. Bancorp Investments$5006-15-2016
Richard NakawataseLPL FinancialFirst Allied Securities$5003-14-2016
Peter BellLPL FinancialStifel Nicolaus & Co.$5001-11-2016
Craig BrooksLPL FinancialSecurities America$5207-07-2017
Ryan HigginsLPL FinancialEdward Jones$5211-04-2016
Joel BalamLPL FinancialPrincipal Securities, Inc.$5312-18-2017
Ashley CurielLPL FinancialCUSO Financial Services, L.P.$5404-21-2016
Samantha Minh DinhLPL FinancialEdward Jones$5511-04-2016
Suthipong ChitrathornLPL FinancialNational Planning$5508-23-2016
John HallLPL FinancialWaddell and Associates$5812-11-2017
Melissa GrudinLPL FinancialTIAA-CREF$5907-13-2016
Gary WarnerLPL FinancialCapital Financial Services$6011-22-2016
Kailen CookLPL FinancialTD Wealth Management Services$6006-22-2016
Thomas SandkampLPL FinancialWells Fargo Advisors$6005-12-2016
Terry BaileyLPL FinancialWells Fargo Advisors$6004-28-2016
Allyson TrantumLPL FinancialEdward Jones$6002-12-2016
Gregory Van KesterenLPL FinancialRBC Wealth Management$6001-08-2016
Robert BaileyLPL FinancialJPMorgan Chase & Co.$6109-25-2017
Mandir NagdevLPL FinancialWells Fargo Advisors$6101-19-2017
Michael LanceLPL FinancialWells Fargo Advisors$6711-09-2017
Next Page »

Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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