Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael NapoliLPL FinancialWells Fargo Advisors$7011-30-2015
Nathan WhiteLPL FinancialM Holdings Securities$40011-18-2015
Keith MartelLPL FinancialJPMorgan Chase & Co.$9411-02-2015
Robert LeachLPL FinancialWells Fargo Advisors$9010-16-2015
Susanne ZitoLPL FinancialJPMorgan Chase & Co.$7010-01-2015
Courtney McHargLPL FinancialAmeriprise Financial$9009-21-2015
Jeff Brown, Patrick Ford, Tyler MorrisLPL FinancialWells Fargo Advisors$52509-18-2015
Neel PatelLPL FinancialBank of America Merrill Lynch$7007-31-2015
John CordeiroLPL FinancialWaddell and Reed$22007-23-2015
Sandra ChoLPL FinancialJPMorgan Chase & Co.$18406-27-2015
Bryan ForonjyLPL FinancialFidelity$17505-20-2015
Lilian LoLPL FinancialFidelity$11003-30-2015
V. John Threlkeld, John Saylor, Charles Presti, Milton Guzman, Jon LeeLPL FinancialFirst Allied Securities$20503-11-2015
Daniel Conard, Josiah JenningsLPL FinancialLarson Financial Securities$12001-08-2015
Gerber Kawasaki Wealth & Investment ManagementLPL FinancialSagePoint Financial$17510-22-2012
Capstone Affluent StrategiesLPL FinancialPrudential Financial$45010-17-2012
Washington Wealth ManagementLPL FinancialSpire Investment Partners$75010-02-2012
Neal McNeil III, Robert L. Meyer, Ryan Clive-SmithLPL FinancialMorgan Stanley Wealth Management$30003-12-2012
Anton BayerLPL FinancialSecurities America$11511-28-2011
George P. Fraser, Frederic W. Amberg, Troy W. HaugenLPL FinancialMorgan Stanley Wealth Management$30009-28-2011
Robert F. Halligan IILPL FinancialMorgan Stanley Wealth Management$11510-14-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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