Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dan Johnson, Melissa Dixon, Tami Eberhardt, Barb Bruen, Matt Dixon, Darin Luze, Ron Platz, Denny FinkenLPL FinancialSecurities America$27510-09-2018
Steven Higgins, Allison SchmidtLPL FinancialRaymond James$6605-26-2017
Michael ColemanLPL FinancialAmeriprise Financial$5803-02-2017
Michael HolligerLPL FinancialFidelity$15012-12-2016
David Graham, Sibyl Samuel LPL FinancialKey Private Bank$6011-01-2016
Daniel EllisLPL FinancialU.S. Bancorp Investments$10005-04-2016
Edwin BlanchardLPL FinancialMorgan Stanley Wealth Management$6002-19-2016
Jared PowellLPL FinancialWaddell and Reed$6010-26-2015
Dennis Marshall, Kristin SchoenfelderLPL FinancialRoyal Alliance$8507-10-2015
Bill WoodwardLPL FinancialWells Fargo Advisors$10005-01-2015
Paul Levy Jr., William PierLPL FinancialUBS Financial Services$16002-04-2015

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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