Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Legna Gonzalez and Curtis DabrosLPL FinancialCUSO Financial Services, L.P.$13011-30-2018
Jeffrey LaBelle, John ScottLPL FinancialFirst Allied Securities$11010-11-2018
Brian InmanLPL FinancialBank of America Merrill Lynch$5812-08-2017
Ronald Baliton, Celeste Byers, Louis Capezza, Steve Compton, Todd Feintuch, Keith Gilmour, Peter Lowery, Tobias Meek, Carl Newton, Dennis Nolte, James ZickLPL FinancialInvest Financial$41111-16-2017
David VigilLPL FinancialSuntrust Investment Services$8405-03-2017
Thomas Collins, David PittinosLPL Financial1st Global Capital$8203-17-2017
Garth LurveyLPL FinancialSuntrust Investment Services$5012-15-2016
Steven LandwersiekLPL FinancialAmeriprise Financial$5012-12-2016
David Fowler, Charles Helm, Edward Herrera, Diane WhittLPL FinancialVoya Financial Advisors$15011-18-2016
John Davis, Darla GreerLPL FinancialCetera$10011-07-2016
Todd SmilerLPL FinancialWells Fargo Advisors$5510-31-2016
Eric Eaton, Brandan TeagueLPL FinancialPrincor Financial Services$22510-18-2016
Michael BondLPL FinancialCharles Schwab$10008-24-2016
Richard W. HeagenLPL FinancialSummit Brokerage Services$6008-22-2016
Eric LingLPL FinancialUSAA Financial Advisors$9007-29-2016
Brian MillerLPL FinancialCetera$6505-23-2016
Frank MartinLPL FinancialRaymond James$7001-29-2016
Michael MollicaLPL FinancialCetera$7501-07-2016
Ellis De JesusLPL FinancialUSAA Financial Advisors$8012-14-2015
Gary SaginorLPL FinancialInvestments by Planners, Inc.$7711-24-2015
Robert Georgiou, Joseph KouryLPL FinancialSecurian Financial Services$5010-26-2015
Jeffrey AcklerLPL FinancialCharles Schwab$30010-08-2015
Peter WeilLPL FinancialRBC Wealth Management$13009-11-2015
Timothy ForsmanLPL FinancialJHS Capital Advisors$15008-05-2015
Donald HeitzLPL FinancialFirst Command Financial$9008-04-2015
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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