Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charlie Strong, Shane Gaddy, Kelly Lee, Kyle BochatLPL FinancialWells Fargo Advisors$35107-20-2017
Harry MullenLPL FinancialSuntrust Investment Services$7205-19-2017
Robert MartinLPL FinancialSuntrust Investment Services$6704-06-2017
Scott Bremus, Eric Hollifield, Jeffrey Kirkpatrick LPL FinancialSterne Agee$17310-14-2016
Ellis Shiver, Todd ShiverLPL FinancialWells Fargo Advisors$8308-24-2016
Robert FrankLPL FinancialWells Fargo Advisors$12006-10-2016
Bradley TowsonLPL FinancialMorgan Stanley Wealth Management$8004-14-2016
Linda ChappellLPL FinancialEdward Jones$6001-01-2016
Kirk Wilkerson, Andy LubbenLPL FinancialRonald Blue & Co.$18510-16-2015
Mark Cross, John Caldwell, Jason NortonLPL FinancialWells Fargo Advisors$15004-17-2015
Jonathan A. Owenby, Jeffrey T. JonesLPL FinancialSuntrust Investment Services$15009-16-2013
Donald PatrickLPL FinancialSecurities America08-10-2011

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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