Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin GrangerLPL FinancialWells Fargo Advisors$11703-23-2017
Jeffrey RobinLPL FinancialJPMorgan Chase & Co.$6012-15-2016
Scottie TraylorLPL FinancialRaymond James$8512-01-2016
Chad Dufrene, Wally Gundlach, Chris Kenny, Tris Millard, Jack Rovetto, Benton Turnage, Brian WynneLPL FinancialJPMorgan Chase & Co.$1,40010-27-2016
Arthur Smith IILPL FinancialFirst Allied Securities$8006-22-2016
Stephen Liles, Murl Vincent Jr., William ThompsonLPL FinancialTransamerica Financial Advisors$12804-21-2016
Hunter HartLPL FinancialEdward Jones$5503-31-2016
Clay Kearney, Roy SpinksLPL FinancialCapital One$43909-08-2015
Timothy Aubin, Robert BrownLPL FinancialJPMorgan Chase & Co.$20706-05-2015
Rick SchenckLPL FinancialCapital One$13004-30-2015
P. David SolimanLPL FinancialJPMorgan Chase & Co.$17503-06-2015
Shelley Moncrief, Jarrod LegeLPL FinancialCapital One$19401-29-2015
Stephen Carney, Dany Martin Jr.LPL FinancialCapital One$16801-02-2015
John E. CarrollLPL FinancialBank of America Merrill Lynch$13011-17-2014

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.