Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James BoudreauxLPL FinancialMetLife Securities$6111-15-2017
Peter CoteLPL FinancialCetera$6110-16-2017
Paul HenryLPL FinancialCitizens Investment Services$5004-27-2017
Integrated Financial PartnersLPL FinancialLincoln Financial$4,00011-17-2016
Barbara Trombley, Michael TrombleyLPL FinancialFifth Third Securities$5108-08-2016
Richard CawthorneLPL FinancialNYLIFE Securities$5007-01-2016
Zubair KhanLPL FinancialJPMorgan Chase & Co.$8006-17-2016
Robert MaferaLPL FinancialAmeriprise Financial$5012-17-2015
Matthew Washek, Eric LazzariLPL FinancialCaptial Securities Management$20011-17-2015
Edward QuirkLPL FinancialCitizens Securities$5010-15-2015
Joseph SicilianoLPL FinancialFidelity$10005-27-2015
Matthew Cunningham, Erik WilliamsLPL FinancialPark Avenue Securities10-17-2013
John Napolitano, George Clarke, Thomas Morrone, Michael Alexander, Max Kolbrenner, Gary Oman, Timothy McCarthy, Michael VelazquezLPL FinancialLincoln Financial$20001-25-2012

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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