Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Anderton, Ryan Howard LPL FinancialOppenheimer$23004-26-2018
Margaret Anderson, Louis MeloneLPL FinancialWells Fargo Advisors$5706-20-2017
Todd Vander LugtLPL FinancialWaddell and Reed$5601-24-2017
Scott BurnsLPL FinancialFifth Third Securities$5510-14-2016
Christine PaulLPL FinancialJPMorgan Chase & Co.$9809-13-2016
Bryan WieferichLPL FinancialWaddell and Associates$5007-26-2016
Edward JonaitisLPL FinancialVSR Financial Services$9707-22-2016
Matthew Brown, Michael BrownLPL FinancialVSR Financial Services$35007-22-2016
Jason MurphyLPL FinancialJPMorgan Chase & Co.$11406-01-2016
Peter MarshLPL FinancialHuntington Investments$16005-12-2016
Jason CoutcherLPL FinancialFifth Third Securities$6812-02-2015
Susan GehlLPL FinancialJPMorgan Chase & Co.$7007-01-2015
Thomas A. BraunLPL FinancialFifth Third Securities$108-29-2014
Kelley F. Snook, Jr.LPL FinancialNorthstar Financial$408-30-2013
Paul E. HouseyLPL FinancialNorthstar Financial$7807-01-2013

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.