Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon OtternessLPL FinancialAmeriprise Financial$8412-08-2017
Tamela SperrLPL FinancialEdward Jones$6811-16-2017
Nicholas ThomLPL FinancialEdward Jones$5511-06-2017
David PetersonLPL FinancialNext Financial$5807-10-2017
Jack BuckleyLPL FinancialCommonwealth Financial Network$12012-15-2016
Scott Ellingson, James LoweLPL FinancialCommonwealth Financial Network$13012-15-2016
Christina Madson, Jason Priebe, Rodney PriebeLPL FinancialWaddell and Associates$11010-24-2016
Nathaniel Running, Paul Burmeister, Mark Fischer, Tyler Hirth, Jonathan Rienstra, Charles TurnerLPL FinancialCetera$24808-02-2016
Robert WithersLPL FinancialBank of America Merrill Lynch$6511-03-2015
Dale SchumacherLPL FinancialBaker Tilly Capital$31201-16-2015
Michael A. RogersLPL FinancialCommonwealth Financial Network$15008-30-2013

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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