Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth LeventisLPL FinancialForesters Financial$11011-01-2018
Raymond Moore, Christopher Moore, Joseph Tuck, Ashwin SharmaLPL FinancialLincoln Financial$20009-13-2018
James Griffin, Charles Moore IIILPL FinancialNationwide Securities$10012-15-2017
Bradford Clinard, Ronald ClinardLPL FinancialWells Fargo Advisors$12809-21-2017
Wayne GreenoughLPL FinancialMSI Financial Services$9212-15-2016
Herbert Moody Jr.LPL FinancialCapital Guardian$16012-14-2016
Michael LenahanLPL FinancialSuntrust Investment Services$7512-14-2016
Jason SingletonLPL FinancialWells Fargo Advisors$5512-12-2016
Terrance DonoghueLPL FinancialInvest Financial$5010-04-2016
Jeffrey TalleyLPL FinancialPrivate Client Services$10007-22-2016
Austin Booker, James FallonLPL FinancialWoodbury Financial Services$10006-24-2016
Stephen GaskinsLPL FinancialIntercarolina Financial Services, Inc.$6006-20-2016
James LowryLPL FinancialCapital Guardian$10012-07-2015
Todd TimmermanLPL FinancialPrincor Financial Services$103-09-2015
Ryan J. SchriftLPL FinancialMorgan Keegan$1505-14-2012
Michael SharplesLPL FinancialEdward Jones05-26-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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