Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Bonevento, James Costabile, Craig LadayLPL FinancialAmeriprise Financial$80002-22-2019
Greg SpicerLPL FinancialCadaret Grant$40012-18-2018
Mary PascarellaLPL FinancialCetera$11011-08-2018
Morris MayerfieldLPL FinancialCadaret Grant$17010-17-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22509-28-2018
Robert ReidingerLPL FinancialWells Fargo Advisors$5511-17-2017
Argiroula MastrodimosLPL FinancialWells Fargo Advisors$9110-06-2017
Joseph RiccelliLPL FinancialPNC Investments $7309-29-2017
James McGeehinLPL FinancialPNC Investments $5807-07-2017
Josephine StaglianoLPL FinancialWells Fargo Advisors$5206-21-2017
Sandra DaltonLPL FinancialAmerican Portfolios$5404-13-2017
Jomar FernandezLPL FinancialPNC Investments $6012-02-2016
Jason Gonter, Michelle Nocito LPL FinancialAmeriprise Financial$6011-29-2016
Brian HoffmanLPL FinancialPNC Investments $5010-27-2016
Jay TaylorLPL FinancialAmeriprise Financial$6009-02-2016
Philip MarchettiLPL FinancialPNC Investments $25008-16-2016
James LeongLPL FinancialWells Fargo Advisors$11708-09-2016
David Giegerich, David ProvinsalLPL FinancialFirst Allied Securities$30504-26-2016
Michael SilversteinLPL FinancialJPMorgan Chase & Co.$5004-01-2016
Matthew WarrenLPL FinancialAmeriprise Financial$6511-20-2015
Donald LinkLPL FinancialFidelity$18009-18-2015
Michael PalaceLPL FinancialWells Fargo Advisors$13005-29-2015
Vladislav Krubich, Tony MayoLPL FinancialAmeriprise Financial12-13-2013
Mark Cortazzo, Nicholas Spagnoletti Jr., Jay LaMalfa, Thomas MoyerLPL FinancialSII Investments$65011-08-2012

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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