Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gallagher, Mark FilibertoLPL Financial CUNA Brokerage Services, Inc.$11004-30-2019
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL FinancialCadaret Grant$50010-23-2018
Stacy CliffordLPL FinancialCetera$15312-20-2017
Robert Walker IIILPL FinancialKey Private Bank$5112-04-2017
Ian DietzLPL FinancialMorgan Stanley Wealth Management$7009-08-2017
Peter ZagrobelnyLPL FinancialCitigroup$9308-14-2017
Dean Dipierro, Scott LoprestiLPL FinancialAmeritas Investment Corp$16507-17-2017
Ira Katz, Daniel McNicholas, John Scala, Bryce WilinskiLPL FinancialBank of America Merrill Lynch$42004-28-2017
Joseph QuinnLPL FinancialNational Securities$8804-28-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL FinancialMML Investors Services$55003-10-2017
Bruce CoteLPL FinancialM&T Securities$6511-16-2016
Paul KupchokLPL FinancialMML Investors Services$23011-09-2016
Anthony O'Connor, Leo O'Connor LPL FinancialLincoln Investment Planning$14711-07-2016
Joseph Franklin, Sean FranklinLPL FinancialNYLIFE Securities$5010-27-2016
Amal BenbrahimLPL FinancialWells Fargo Advisors$5110-14-2016
Vincent MartinoLPL FinancialHSBC Private Bank$7009-19-2016
Arnold FeldmanLPL FinancialBank of America Merrill Lynch$5008-31-2016
Todd Slingerland, Adam NearyLPL FinancialVoya Financial Advisors$65008-19-2016
Matthew GilmoreLPL FinancialMML Investors Services$8008-15-2016
Brancaccio William, Byrke SestokLPL FinancialMetLife Securities$6008-08-2016
Lisa RossiLPL FinancialNational Planning$6006-28-2016
Jason CurtisLPL FinancialEdward Jones$5006-13-2016
Kelly OlczakLPL FinancialEdward Jones$11005-23-2016
Ellen LanderLPL FinancialKestra Financial$2,50005-13-2016
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL FinancialAmeritas Investment Corp$35005-05-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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