Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric DevineLPL FinancialHuntington Investments$6307-17-2017
Tom HerbruckLPL FinancialKestra Financial$47104-03-2017
Paul GuerraLPL FinancialWells Fargo Advisors$7003-21-2017
Jason Borrasso, Richard GanimLPL FinancialMetLife Securities$6002-23-2017
Mark MorganLPL FinancialMoney Concepts Captial$11512-16-2016
James Jones, Steven SmetanaLPL FinancialAmeriprise Financial$6412-09-2016
Joshua Anglin, Thomas Compernolle LPL FinancialAmeriprise Financial$5412-08-2016
Thomas MarkellLPL FinancialWells Fargo Advisors$25010-28-2016
Michael RogersLPL FinancialFifth Third Securities$5409-02-2016
Shawn VanceLPL FinancialJPMorgan Chase & Co.$20009-01-2016
Matthew TraywickLPL FinancialWesBanco Securities$6005-16-2016
Chandon Simonis, John NiermeyerLPL FinancialWells Fargo Advisors$51604-28-2016
Dustin DeFrancoLPL FinancialJPMorgan Chase & Co.$5004-08-2016
Susan Coy-KamphLPL FinancialHuntington Investments$11212-10-2015
Nicole JervisLPL FinancialHuntington Investments$6012-09-2015
Thomas Neess, Alan Runkel, William ThompsonLPL FinancialSterne Agee$9610-01-2015
Linda Horn-Grubbs, Robert HornLPL FinancialMoney Concepts Captial$8009-24-2015
Shawn McCombsLPL FinancialHuntington Investments$14507-01-2015
Thomas KennedyLPL FinancialRoyal Alliance$60005-27-2015
Steven Jung, Timothy Lysaght, Patrick Lysaght,LPL FinancialMorgan Keegan$18511-28-2011

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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