Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher ManciLPL FinancialNationwide Securities$10006-26-2018
Eric SlussLPL FinancialAmeriprise Financial$6112-19-2017
Laura Ahl, John Beard, Jeff Bevacqua, Kenneth Brown, Miranda Collingwood, Barbara Cummings, Jeffrey Evans, Toni Frisina, Craig Grenci, Christine Goughnour, Tanya Hoffman, Thomas Jensen, Arthur Laneve, Brian Liptak, Keith Lohm, William McCullough, Michael LPL FinancialCetera$71910-04-2017
Edward TaylorLPL FinancialSantander Securities LLC$6409-06-2017
Christopher DavisLPL FinancialCetera$8708-24-2017
James ChiaroLPL FinancialCitizens Investment Services$5308-18-2017
Christopher FleegleLPL FinancialCetera$8008-14-2017
Michael DieterLPL FinancialMSI Financial Services$9407-20-2017
Wolfgang HeinLPL FinancialSantander Securities LLC$6706-05-2017
John DigiacomoLPL FinancialSantander Securities LLC$8306-01-2017
Douglas Clark, Ronald Clark LPL FinancialPrincor Financial Services$16705-31-2017
Francis Haas, Matthew Hammer, Michael Lovecchio, Jason MaileLPL FinancialWFG Investments$15005-22-2017
Michael Krumholz, Shelia Little LPL FinancialCambridge Investment Research$12003-29-2017
Timothy WeishornLPL FinancialWells Fargo Advisors$9603-13-2017
James DegaetanoLPL FinancialFirst Command Financial$10203-06-2017
Charles SchreaderLPL FinancialWells Fargo Advisors$7002-22-2017
Steve Hacker, Brian Menickella, Mark Schatzel LPL FinancialTFS Securities$23212-27-2016
Scott Milstein LPL FinancialCUSO Financial Services, L.P.$22411-30-2016
Colin Cissne, Stephen Cissne LPL FinancialJanney Montgomery Scott$15411-17-2016
Dana JohnstonLPL FinancialAmeriprise Financial$11309-09-2016
Bryan Kupchik, Robert SchultzLPL FinancialAmeriprise Financial$6807-22-2016
Jeffrey KrallLPL FinancialCalton & Associates$6305-31-2016
Anthony GambacortaLPL FinancialJPMorgan Chase & Co.$24002-17-2016
Philip Fogli Sr., Philip Fogli Jr., Marcos Lopez, David Marcinowski, Joshua WalkerLPL FinancialGeneos Wealth Management$33502-16-2016
Elizabeth MastromarinoLPL FinancialGeneos Wealth Management$5501-11-2016
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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