Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles HartLPL Financial Ameriprise Financial Services$12505-17-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7108-21-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
James WebbLPL FinancialEdward Jones$6802-23-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Naser AlzerLPL FinancialCapital One$6012-12-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Bradley BowmanLPL FinancialCetera$5010-14-2016
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Earnest SmithLPL FinancialUSAA Financial Advisors$6309-19-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Daniel TapiaLPL FinancialVoya Financial Advisors$8508-25-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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