Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles HartLPL Financial Ameriprise Financial Services$12505-17-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7108-21-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Douglas AllenLPL FinancialWells Fargo Advisors$11908-25-2017
Jesse MillerLPL FinancialWells Fargo Advisors$8808-24-2017
Cliff CosperLPL FinancialEdward Jones$6105-05-2017
James WebbLPL FinancialEdward Jones$6802-23-2017
Anthony Bui, Quan LuuLPL FinancialWells Fargo Advisors$8301-20-2017
Naser AlzerLPL FinancialCapital One$6012-12-2016
Karl GrahamLPL FinancialJPMorgan Chase & Co.$6011-01-2016
Robert LenertzLPL FinancialJPMorgan Chase & Co.$8010-18-2016
Quincy GoudeauLPL FinancialJPMorgan Chase & Co.$6610-17-2016
Bradley BowmanLPL FinancialCetera$5010-14-2016
Kathleen Graham, Andrew Wyble LPL FinancialWells Fargo Advisors$15310-13-2016
Earnest SmithLPL FinancialUSAA Financial Advisors$6309-19-2016
Samuel RodriguezLPL FinancialJPMorgan Chase & Co.$6609-16-2016
Kim Campbell, Doris SilvaLPL FinancialWells Fargo Advisors$6609-13-2016
Brian KrukielLPL FinancialJPMorgan Chase & Co.$7009-01-2016
Daniel TapiaLPL FinancialVoya Financial Advisors$8508-25-2016
Mitchell LiesmannLPL FinancialJPMorgan Chase & Co.$7808-22-2016
Brian ButlerLPL FinancialJPMorgan Chase & Co.$6908-16-2016
Next Page »

Showing 1 to 25 of 42 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.