Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven JonesLPL FinancialSignator Investors$80010-30-2018
Phillip MultopLPL FinancialCetera$30009-17-2018
Kelly WambleLPL FinancialD.A. Davidson & Co.$6010-19-2017
Peter BlackwellLPL FinancialEdward Jones$5610-09-2017
Leigh AllenLPL FinancialWedbush Securities$7610-02-2017
Janet BirdLPL FinancialSagePoint Financial$5307-31-2017
Todd HomerLPL FinancialWaddell and Reed$9907-26-2017
Jonathan HeacockLPL FinancialForesters Financial$5201-12-2017
Kyle JohnstonLPL FinancialNorthwestern Mutual $6812-13-2016
Jeffrey Lavezzi, Matthew Wahlman LPL FinancialRobert W. Baird & Co.$7411-10-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL FinancialWaddell and Associates$22011-07-2016
James StottlemyreLPL FinancialCetera$7506-14-2016
Michael Craggett Jr.LPL FinancialAmeriprise Financial$5606-10-2016
Todd BaekLPL FinancialHSBC Private Bank$7505-23-2016
James KingLPL FinancialWaddell and Associates$8504-27-2016
Tim HillLPL FinancialPlanMember Securities$30012-03-2015
Jeremy Lewis, Bradley Hoyt, Ben Kohls-ChaseLPL FinancialWaddell and Reed$18010-26-2015
Matt Riesenweber, Matt WiserLPL FinancialWaddell and Reed$30007-23-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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