Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale KolarLPL FinancialEdward Jones$9011-09-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Jeffrey Lehrer, Karl SchmidtkeLPL FinancialNorthland Securities$7209-27-2017
Marc MrugalaLPL FinancialEdward Jones$6508-04-2017
Michael KoernerLPL FinancialH. Beck, Inc.$7008-04-2017
Christopher SmithLPL FinancialRobert W. Baird & Co.$6603-08-2017
Timothy BlattnerLPL FinancialMetLife Securities$5601-04-2017
John WileyLPL FinancialEdward Jones$7009-28-2016
Kelley Donovan, Forrest RossLPL FinancialVSR Financial Services$40008-18-2016
Charles KuhtzLPL FinancialEdward Jones$7008-12-2016
Song-sil AlexanderLPL FinancialU.S. Bancorp Investments$9007-01-2016
John SelasLPL FinancialPrudential Financial$16006-24-2016
Steven J. DryerLPL FinancialSII Investments$15010-31-2014
Ellen M. Duhamel, Thomas J. DornoffLPL FinancialMorgan Stanley Wealth Management$13008-30-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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