Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frangel Levi MartinezLPL Financial LLCJ.P. Turner & Company, L.L.C.08-06-2019
David Alan IveyLPL Financial LLCNationwide Securities, LLC$2508-05-2019
Jeffrey Allan RodgersLPL Financial LLCJames T. Borello & Co.08-02-2019
David J. BlountLPL Financial LLCThe O.N. Equity Sales Company08-01-2019
Crystal M. LanceLPL Financial LLCMidwestern Securities Trading Company, LLC07-31-2019
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Gerald Gene SchuelkeLPL Financial LLCNorthwestern Mutual Investment Services, LLC$2507-26-2019
Joseph H. EvansLPL Financial LLCTriad Advisors LLC07-25-2019
Chad Michael WinnLPL Financial LLCWaddell & Reed$2507-25-2019
Peter Bryant SmithLPL Financial LLCTriad Advisors LLC$107-24-2019
Donald Sterling HannahsLPL Financial LLCTriad Advisors LLC$10007-24-2019
Neal Wendell SeagleLPL Financial LLCTriad Advisors LLC$50007-24-2019
Jared W. KnowlesLPL Financial LLCTriad Advisors LLC07-24-2019
Christophe M. DionotLPL Financial LLCTriad Advisors LLC07-23-2019
Benjamin C LingenfelterLPL Financial LLCAmeriprise Financial Services, Inc.07-23-2019
Melinda Lynne BoydLPL Financial LLCTriad Advisors LLC$50007-23-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services$8807-22-2019
Cary L. Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Captial Markets, LLC07-19-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Reserarch, Inc.07-17-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Kristy K WarmerdamLPL Financial LLCHilltop Securities Independent Network Inc.$2507-16-2019
Garry Dale WeissLPL Financial LLCCetera Investment Advisers LLC$1007-16-2019
Next Page »

Showing 1 to 25 of 10,615 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.