Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chintan Hariprakash ShuklaLPL Financial LLCRaymond James Financial Services, Inc.$106-06-2019
J.R. FrenzelLPL Financial LLCOppenheimer & Co. Inc.$22006-05-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
Keith Thomas ForrestLPL Financial LLCAmeriprise Advisor Services, Inc.$5006-03-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services Advisors, Inc$2505-31-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
Patricia Mary LorisLPL Financial LLCSecurities America, Inc.$5005-31-2019
Richard Joseph CardinalLPL Financial LLCJanney Montgomery Scott LLC$10005-31-2019
Stephen Nephi AshtonLPL Financial LLCCapital Financial Services, Inc.05-31-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
Mike BenseyLPL Financial LLCAmeriprise Financial Services, Inc.$27505-24-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Jake Murray, Mike Canavan, Jill PhillipsLPL Financial LLCWaddell & Reed Financial Advisors $18505-23-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Next Page »

Showing 1 to 25 of 10,526 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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