Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
Kevin Dale CountsLPL Financial LLC1st Global Advisors Inc$1309-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Advisors Inc$1009-02-2014
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Kelon Carter HallLPL Financial LLC1st Global Capital Corp.07-31-2018
Brent Anthony KalkaLPL Financial LLC1st Global Capital Corp.$5003-30-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Bruce Stanley HesseLPL Financial LLC1st Global Capital Corp.10-05-2016
Patricia Marie RennieLPL Financial LLC1st Global Capital Corp.09-28-2016
James Joseph FeistLPL Financial LLC1st Global Capital Corp.08-09-2016
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.$2508-18-2015
David Edward DanglerLPL Financial LLC1st Global Capital Corp.03-16-2015
Dennis Keith LongLPL Financial LLC1st Global Capital Corp.$3402-17-2015
Jerry Ray HillLPL Financial LLC1st Global Capital Corp.$5002-17-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$5008-18-2014
Michael Tybor WeiszLPL Financial LLC1st Global Capital Corp.08-05-2014
Jacqueline Anne AmpeLPL Financial LLC1st Global Capital Corp.06-19-2014
Eric Arthur VordenbaumLPL Financial LLC1st Global Capital Corp.01-13-2014
Next Page »

Showing 1 to 25 of 10,567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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