A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Dennis Keith LongLPL Financial LLC1ST Global Advisors Inc02-17-2015
Jerry Ray HillLPL Financial LLC1ST Global Advisors Inc02-17-2015
Robert Allen NovakLPL Financial LLC1st Global Capital Corp.12-03-2019
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Capital Corp.10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Capital Corp.10-01-2019
Michael Joseph WadeLPL Financial LLC1st Global Capital Corp.01-07-2019
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.$2512-19-2018
Alvin Clifford HailstorksLPL Financial LLC1st Global Capital Corp.12-19-2018
David Glenn PittinosLPL Financial LLC1st Global Capital Corp.$803-28-2017
Thomas Payton CollinsLPL Financial LLC1st Global Capital Corp.03-17-2017
Bruce Stanley HesseLPL Financial LLC1st Global Capital Corp.$4810-05-2016
Patricia Marie RennieLPL Financial LLC1st Global Capital Corp.09-28-2016
James Joseph FeistLPL Financial LLC1st Global Capital Corp.$1208-09-2016
Kenneth Hans Teksten OlsonLPL Financial LLC1st Global Capital Corp.08-18-2015
David Edward DanglerLPL Financial LLC1st Global Capital Corp.$5003-16-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Kevin Dale CountsLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Steven Allen WheelerLPL Financial LLC1st Global Capital Corp.$1009-02-2014
Randy Eugene BaldwinLPL Financial LLC1st Global Capital Corp.$10008-18-2014
Next Page »

Showing 1 to 25 of 11,891 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.