Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Winston LPL Financial LLCSecurities America, Inc.$30005-01-2020
Gary Grant CasabLPL Financial LLCParadigm Consulting, Inc.05-06-2020
Patrick James KellyLPL Financial LLCON Investment Management Co05-05-2020
Jack ConnealyLPL Financial LLC Securities America, Inc.$3,00004-30-2020
Barbara Jean McCallLPL Financial LLCSecurities America, Inc.05-04-2020
Courtney Faith JonesLPL Financial LLCSecurities America, Inc.05-04-2020
James Mark RockwellLPL Financial LLCSummit Financial Group Inc$2505-04-2020
David Bert WinstonLPL Financial LLCSecurities America Advisors, Inc.05-01-2020
Katie Michelle OgdenLPL Financial LLCBancWest Investment Services, Inc.05-01-2020
David Bert WinstonLPL Financial LLCSecurities America, Inc.$15005-01-2020
Jacob Lezan WinstonLPL Financial LLCSecurities America, Inc.05-01-2020
Peter B LuciaLPL Financial LLCNationwide Securities, LLC$23005-01-2020
Brian Edward KnapkeLPL Financial LLCCoastal Equities, Inc.05-01-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America Advisors, Inc.$15004-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America Advisors, Inc.$10004-30-2020
John Francis ConnealyLPL Financial LLCSecurities America Advisors, Inc.$10004-30-2020
James Randy SnodgrassLPL Financial LLCSecurities America Advisors, Inc.04-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America Advisors, Inc.$2504-30-2020
Kenneth Neil NicklasLPL Financial LLCSecurities America, Inc.$15004-30-2020
Joseph Bernard BosseLPL Financial LLCSecurities America, Inc.04-30-2020
Jerry Wayne ChristianLPL Financial LLCSecurities America, Inc.$10004-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.$5004-30-2020
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Showing 1 to 25 of 11,874 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.