Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Ed Bell III Gretchen CollinsLPL Financial LLCSecurities Service Network, LLC$16007-20-2020
Kris Staples Trevor JohnsonLPL Financial LLCFirst Allied Securities, Inc.$15006-15-2020
Rajat RajanLPL Financial LLCWells Fargo Clearing Services, LLC$12509-30-2020
Tom Smothers Bill Smothers LPL Financial LLCKMS Financial Services, Inc.$22009-18-2020
Steve Pollock Sean StorckLPL Financial LLCAvantax Investment Services, Inc.$20009-15-2020
Jeff DisterhoftLPL Financial LLCCambridge Investment Research, Inc.$35010-07-2020
Marc DeCicco Tad M WilsonLPL Financial LLCWells Fargo Clearing Services, LLC$22509-17-2020
Tim Hendrix Brad Hendrix Sr Brad Hendrix Jr LPL Financial LLCSSN Advisory, Inc.$18009-01-2020
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Baldwin Bill Langdon Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Brian Donley Douglas RicheyLPL Financial LLCLincoln Financial$14008-20-2020
Jimmy LeeLPL Financial LLCWaddell & Reed$25009-03-2020
Cara Banchero Matthew Bond Robert OstenbergLPL Financial LLCSecurian Financial Services, Inc.$1,00008-19-2020
Allen Lorenzi Ira Shapiro Michael WalkerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$37508-13-2020
Jess Murphy Nathan MurphyLPL Financial LLCCadaret, Grant & Co., Inc.$20008-28-2020
Forrest Williams JrLPL Financial LLCMML Investors Services, LLC$15008-20-2020
Christopher BialkeLPL Financial LLCLincoln Financial$15007-22-2020
Todd Stabler Dave MantellLPL Financial LLCKMS Financial Services$30007-27-2020
Keith BoydLPL Financial LLCWells Fargo Clearing Services, LLC$18007-24-2020
Ed Bell III Gretchen CollinsLPL Financial LLCSecurities Service Network, LLC$16007-20-2020
Kris Staples Trevor JohnsonLPL Financial LLCFirst Allied Securities, Inc.$15006-15-2020
Peter DeSantisLPL Financial LLCCetera Investment Services LLC$10003-27-2020
James Gallagher Mark FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.$11004-30-2019
Legna Gonzalez and Curtis DabrosLPL Financial LLCCUSO Financial Services, L.P.$13011-30-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.