Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Foy, Chris WillisLPL Financial LLCRaymond James Financial Services, Inc.$12506-03-2019
Ronald Evan JaegerLPL Financial LLCCommonwealth Financial Network$5007-11-2019
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.$107-08-2019
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Richard Charles Callaghan Jr.LPL Financial LLCSeelaus Asset Management, LLC$5007-01-2019
Robert Blair RolandLPL Financial LLCD.A. Davidson & Co.$5006-28-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Joseph Anthony PerrettaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
Robert Collins RolandLPL Financial LLCRaymond James Financial Services Advisors, Inc.$15006-28-2019
Gary Lee DouviaLPL Financial LLCRaymond James Financial Services Advisors, Inc.$10006-28-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services Advisors, Inc.$10006-28-2019
Ryan MolloyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Drushelle Marie WarnickLPL Financial LLCD.A. Davidson & Co.$10006-28-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, Inc.$106-27-2019
Gary Ernest MaynardLPL Financial LLCH.D. Vest Advisory Services, Inc$106-26-2019
Shawn B. PeroffLPL Financial LLCRaymond James Financial Services Advisors, Inc.$106-26-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Robert Steven MorgensternLPL Financial LLCSigma Financial Corporation$106-21-2019
Robert Joseph BraunLPL Financial LLCWaddell & Reed$106-20-2019
Next Page »

Showing 1 to 25 of 10,576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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