Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Burton O'QuinLPL Financial LLCFSC Securities Corporation10-02-2019
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Advisors Inc10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Advisors Inc10-01-2019
Robert John BarnesLPL Financial LLCCadaret, Grant & Co., Inc.10-01-2019
George Sturges Hastings Jr.LPL Financial LLCH. Beck, Inc.10-01-2019
Aaron Lee LandisLPL Financial LLCNationwide Securities, Inc.$2410-01-2019
Brian Morgan TalbertLPL Financial LLCFirst Citizens Investor Services, Inc.$5009-30-2019
Kevin Patrick WallLPL Financial LLCFSC Securities Corporation$10009-30-2019
John Byard Keener IIILPL Financial LLCFSC Securities Corporation$1009-30-2019
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
Fred David AbajeloLPL Financial LLCCetera Investment Advisers LLC$10009-27-2019
Albert Herman KaplanLPL Financial LLCTriad Advisors, Inc.$5009-27-2019
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$2509-24-2019
James Harold VenezianoLPL Financial LLCAmeriprise Financial Services, Inc.09-24-2019
Marie Anne BurnsLPL Financial LLCSagepoint Financial, Inc.09-24-2019
Christopher Ambros WardLPL Financial LLCSecurian Financial Services, Inc.09-24-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Rondol Lee DavidsonLPL Financial LLCLincoln Financial Securities Corporation$2509-19-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp Advisory Services Inc09-18-2019
William Edward SpinnerLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Frank StuartLPL Financial LLCLincoln Financial Advisors Corporation$5009-16-2019
Francis Gaughan PostLPL Financial LLCCambridge Investment Research, Inc.$5009-13-2019
Paul John RaymondLPL Financial LLCWoodbury Financial Services, Inc.$5009-13-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Next Page »

Showing 1 to 25 of 8,303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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