Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jake Lavely, Robert Dimick LPL Financial LLCWells Fargo Advisors, LLC$21006-05-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Ty BernickeLPL Financial LLCTriad Advisors$53006-18-2020
Mitchell Jordan BleckerLPL Financial LLCNationwide Securities, LLC06-29-2020
Kimberly M BarryLPL Financial LLCWells Fargo Clearing Services, LLC$1006-29-2020
Corrine KoehlerLPL Financial LLCWells Fargo Advisors, LLC$12006-24-2020
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Kristopher Arthur StaplesLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Richard Joel WilsonLPL Financial LLCH.D. Vest Investment Securities, Inc.$2506-15-2020
Roger Eugune KaputLPL Financial LLCWells Fargo Clearing Services, LLC$5006-15-2020
Emil Frank Wehrle Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-12-2020
Albert Frank Codino Jr.LPL Financial LLCAmeriprise Financial Services, LLC$20006-05-2020
Trammell H. CooperLPL Financial LLCUSAA Financial Planning Services$1,00006-02-2020
Michael Keith BrannonLPL Financial LLCCUSO Financial Services, L.P.$1006-01-2020
Bennett Ryan FogartyLPL Financial LLCSecurities America Advisors, Inc.$5006-01-2020
Randy Lee DunnLPL Financial LLCSecurities America, Inc.06-01-2020
Bryan Kent StoltenbergLPL Financial LLCSecurities America, Inc.$5006-01-2020
Matthew James BerryLPL Financial LLCSII Investments, Inc.$5005-29-2020
Fernando Martinez ArenivasLPL Financial LLCSWBC Investment Services, LLC05-29-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Richard Paul Pucci Sr.LPL Financial LLCSecurities America, Inc.05-28-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Wesley James UrsickLPL Financial LLCRaymond James Financial Services$13605-26-2020
Judith Ofelia SantosLPL Financial LLCProspera Financial Services, Inc.05-21-2020
Next Page »

Showing 1 to 25 of 11,933 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.