Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Gayle ThompkinsLPL Financial LLCSecurities Service Network, LLC01-26-2009
Min Michelle MaLPL Financial LLCAmeriprise Financial Services, Inc.01-26-2009
Joseph Andrew ZarlingaLPL Financial LLCLincoln Financial Advisors Corporation$2501-27-2009
Juan Eduardo OechsleLPL Financial LLCCitigroup Global Markets Inc.01-27-2009
Joseph Daniel DonovanLPL Financial LLCWells Fargo Investments, LLC01-27-2009
Jonathan Robert StearnsLPL Financial LLCEdward Jones01-27-2009
Joan Mindy BernsteinLPL Financial LLCRBC Capital Markets, LLC$5001-28-2009
Robert B. KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Michael Harvey CarleyLPL Financial LLCMorgan Stanley & Co. LLC$10001-30-2009
Thomas Reese NewbreyLPL Financial LLCBanc of America Investment Services, Inc.01-30-2009
Robert William MedlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Lawrence Paul JorgensenLPL Financial LLCEdward Jones01-30-2009
David Kenneth ThorneLPL Financial LLCLincoln Financial Advisors Corporation$10002-02-2009
David Earle SweetLPL Financial LLCEdward Jones$5002-02-2009
Scott David ZiskaLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Kent Randall MosherLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Justin R. HortonLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Richard Scott WaltersLPL Financial LLCGunnAllen Financial, Inc02-06-2009
Dominick M. GrecoLPL Financial LLCSagePoint Financial, Inc.02-06-2009
James Riley McCulleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2009
Ryan Alex LindsayLPL Financial LLCAmeriprise Financial Services, Inc.02-06-2009
Carmelito M. Olaes Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-09-2009
John Gildersleeve MeakinLPL Financial LLCBanc of America Investment Services, Inc.02-09-2009
Craig Thomas LymanLPL Financial LLCLincoln Financial Distributors, Inc.$10002-11-2009
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Showing 51 to 75 of 8,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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