Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce C. WoodburyLPL Financial LLCEdward Jones$2503-23-2009
Joe Alan AmeryLPL Financial LLCJ.J.B. Hilliard, W.L. Lyons, LLC$1003-24-2009
Elisia Faith PearsonLPL Financial LLCVALIC Financial Advisors, Inc.03-24-2009
Jeffrey David BruceLPL Financial LLCMML Investors Services, LLC03-24-2009
Noel Richardson SherryLPL Financial LLCUBS Financial Services Inc.03-26-2009
Gregory James WeigandLPL Financial LLCBanc of America Investment Services, Inc.03-26-2009
Raymond Joseph WeigandLPL Financial LLCBanc of America Investment Services, Inc.03-26-2009
John G WesleyLPL Financial LLCMorgan Stanley & Co. LLC03-26-2009
Andrew Ramon CarroLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2009
Louis Joseph WojtowiczLPL Financial LLCCitigroup Global Markets Inc.$5003-27-2009
Margaret Joan CollinsLPL Financial LLCEdward Jones03-27-2009
Fritz Andrew Dahlgren Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Barrie Wayne CulverLPL Financial LLCCitigroup Global Markets Inc.03-27-2009
William Eli Patno IILPL Financial LLCEquity Services, Inc.03-30-2009
Ryan Mathurin VerderyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2009
Robin Wendy RiendlLPL Financial LLCCitigroup Global Markets Inc.03-31-2009
Ryan J DragstremLPL Financial LLCCalamos Financial Services LLC03-31-2009
Jason Earl WoodallLPL Financial LLCBanc of America Investment Services, Inc.03-31-2009
Hassan Nemer FawazLPL Financial LLCMML Investors Services, LLC04-01-2009
Daniel Kelly ClarkLPL Financial LLCLombard International Distribution Company04-01-2009
Michael L ChevalierLPL Financial LLCNYLIFE Securities LLC04-01-2009
Thomas Lloyd WorthLPL Financial LLCVoya Financial Advisors, Inc.04-01-2009
John David EdwardsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-02-2009
Maurice Brent SleeperLPL Financial LLCEquity Services, Inc.04-02-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$10004-03-2009
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Showing 151 to 175 of 8,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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