Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Robert Graffeo JrLPL Financial LLCVoya Investments Distributor, LLC01-02-2009
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, LLC$4701-02-2009
Stephen Edward SigmonLPL Financial LLCMICG Investment Management, LLC$1,00001-02-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Monika Elizabeth WindleLPL Financial LLCWamu Investments, Inc.01-02-2009
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, LLC$1,00001-02-2009
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.01-02-2009
Jack A Cliff JrLPL Financial LLCUBS Financial Services Inc.$5001-05-2009
Mark Carey BurnsLPL Financial LLCUBS Financial Services Inc.01-05-2009
Paul E LowreyLPL Financial LLCEdward Jones01-05-2009
Mark Vincent PowellLPL Financial LLCWells Fargo Clearing Services, LLC$2501-05-2009
Brian Paul AstorinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-06-2009
George D GillenLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
David M BridgesLPL Financial LLCRaymond James Financial Services, Inc.01-06-2009
Jack John Edward MonaghanLPL Financial LLCWells Fargo Clearing Services, LLC01-07-2009
Kevin M DoyleLPL Financial LLCWells Fargo Clearing Services, LLC$5001-09-2009
Todd Andrew MontgomeryLPL Financial LLCWells Fargo Clearing Services, LLC$2501-09-2009
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC01-09-2009
Arthur Michael CordtsLPL Financial LLCUBS Financial Services Inc.01-09-2009
Kenneth Shay FultzLPL Financial LLCMorgan Stanley & Co. LLC$10001-09-2009
Frederick Mark KoppelmannLPL Financial LLCCitigroup Global Markets Inc.01-12-2009
Nicholas Andrew WurstLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-12-2009
William Randolph Wilkins JrLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-13-2009
George Shields King JrLPL Financial LLCCitigroup Global Markets Inc.01-13-2009
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Showing 1 to 25 of 8,471 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.