Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Duane RebensdorfLPL Financial LLCCUNA Brokerage Services, Inc.01-01-2009
Thomas Robert Graffeo Jr.LPL Financial LLCVoya Investments Distributor, LLC01-02-2009
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
Bradley Alan BergerLPL Financial LLCFirst Command Financial Planning, Inc.01-02-2009
Ann Esther SchuelerLPL Financial LLCAmeriprise Financial Services, LLC$5001-02-2009
Michael Alan MazzuccoLPL Financial LLCCetera Financial Specialists LLC01-02-2009
Paul William SniderLPL Financial LLCRobert W. Baird & Co. Incorporated01-02-2009
Frank Paul Zocco Jr.LPL Financial LLCLincoln Financial Advisors Corporation01-02-2009
Stephen Edward SigmonLPL Financial LLCMICG Investment Management, LLC01-02-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Monika Elizabeth WindleLPL Financial LLCWamu Investments, Inc.01-02-2009
Mark A. ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Charla Sue RileyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Jerald Lewis ButtsLPL Financial LLCWorld Group Securities, Inc.01-02-2009
David Alan ColumbLPL Financial LLCB. C. Ziegler and Company01-02-2009
Robert Scott StammLPL Financial LLCAmeriprise Financial Services, LLC$1001-02-2009
Jonathan Edward OsterkampLPL Financial LLCAmeriprise Financial Services, LLC01-02-2009
Ioannis T. PapatherapontosLPL Financial LLCMorgan Stanley & Co. LLC01-02-2009
Bradley Phillip KellenLPL Financial LLCAmeriprise Financial Services, LLC01-02-2009
Thomas F. DrozdzLPL Financial LLCAmeriprise Advisor Services, Inc.01-02-2009
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.01-02-2009
Nina Parks TateLPL Financial LLCTransamerica Financial Advisors, Inc01-02-2009
Philip James TullgrenLPL Financial LLCCitigroup Global Markets Inc.01-02-2009
Howard Eliot GreensteinLPL Financial LLCInvestment Professionals, Inc.01-05-2009
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$10001-05-2009
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Showing 1 to 25 of 12,038 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.