Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack ConnealyLPL Financial LLC Securities America, Inc.$3,00004-30-2020
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-12-2012
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron D. BurgaLPL Financial LLCWesBanco Securities, Inc.08-12-2019
Aaron D. HendryLPL Financial LLCWells Fargo Clearing Services, LLC01-30-2017
Aaron Dale OskeyLPL Financial LLCChase Investment Services Corp.05-31-2011
Aaron F YohnLPL Financial LLCEdward Jones02-15-2013
Aaron Francisco FloresLPL Financial LLCDeeproot Advisory Services, LLC02-25-2016
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, LLC11-12-2019
Aaron James RohrbaughLPL Financial LLCFifth Third Securities, Inc.03-14-2012
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Aaron Joseph GoodmanLPL Financial LLCEdward Jones12-18-2013
Aaron Joseph LampertLPL Financial LLCJ.P. Morgan Securities LLC08-04-2015
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Kenneth KoschLPL Financial LLCSecurities America, Inc.$5002-03-2020
Aaron Lee GilmanLPL Financial LLCKoss-Olinger Consulting, LLC.07-01-2011
Aaron Lee LandisLPL Financial LLCNationwide Securities, LLC$2410-01-2019
Aaron M. AveryLPL Financial LLCAXA Advisors, LLC01-25-2013
Aaron M. KlemmLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2017
Aaron Michael BrickleyLPL Financial LLCUnionBanc Investment Services, LLC04-21-2011
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Aaron Michael RobertsonLPL Financial LLCSII Investments, Inc.$5010-24-2012
Aaron N DeimlingLPL Financial LLCFinancial Telesis Inc09-15-2014
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Showing 1 to 25 of 12,050 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.