Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC$5012-14-2012
A Mason RascherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2012
A. Leslie Leslie HornbackLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-22-2010
A. Nicholas Nicholas Strom-OlsenLPL Financial LLCCommonwealth Financial Network$2511-20-2015
Aaron Dale OskeyLPL Financial LLCChase Investment Services Corp.05-31-2011
Aaron Douglas HendryLPL Financial LLCWells Fargo Clearing Services, LLC01-30-2017
Aaron F YohnLPL Financial LLCEdward Jones02-15-2013
Aaron Francisco FloresLPL Financial LLCDeeproot Advisory Services, LLC02-25-2016
Aaron James RohrbaughLPL Financial LLCFifth Third Securities, Inc.$5003-14-2012
Aaron John RickettsLPL Financial LLCInvestment Centers Of America, Inc.$5011-29-2017
Aaron Joseph GoodmanLPL Financial LLCEdward Jones12-18-2013
Aaron Kyle RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Lee GilmanLPL Financial LLCValMark Securities, Inc.$1,00005-17-2011
Aaron Matthew FossumLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Aaron Michael AveryLPL Financial LLCAXA Advisors, LLC01-25-2013
Aaron Michael BrickleyLPL Financial LLCUnionBanc Investment Services, LLC04-21-2011
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.$1012-09-2010
Aaron Michael RobertsonLPL Financial LLCSII Investments, Inc.10-24-2012
Aaron Mitchell RabinLPL Financial LLCNational Planning Corporation11-29-2017
Aaron N DeimlingLPL Financial LLCFinancial Telesis Inc09-15-2014
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Aaron R LozierLPL Financial LLCState Farm VP Management Corp.05-21-2014
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$10012-03-2010
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.$101-02-2009
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Showing 1 to 25 of 10,615 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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