Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Herwig, Jonathan HinesLPL Financial LLCWaddell & Reed$7511-16-2017
Aaron James RohrbaughLPL Financial LLCFifth Third Securities, Inc.03-14-2012
Aaron Jay WeinstockLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Aaron John RickettsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron Lee LandisLPL Financial LLCNationwide Securities, Inc.$2410-01-2019
Aaron Matthew FossumLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Aaron Michael PuckettLPL Financial LLC1st Global Capital Corp.12-09-2010
Aaron Mitchell RabinLPL Financial LLCNational Planning Corporation11-29-2017
Aaron Paul KaiserLPL Financial LLCEdward Jones06-17-2016
Aaron Paul LeopoldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Aaron Ray StrawdermanLPL Financial LLCCBIZ Wealth Management, LLC$2512-03-2010
Aaron Ronald ProkopecLPL Financial LLCBancWest Investment Services, Inc.01-02-2009
Aaron T. MooreLPL Financial LLCPruco Securities, LLC.10-12-2009
Abby Lynn MorganLPL Financial LLCMorgan Keegan & Company, Inc.09-16-2011
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Abraham Paul Mansour Sr.LPL Financial LLCAXA Advisors, LLC$15001-07-2011
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Abria Jacquelyne JohnsonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2015
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Bernard StrouseLPL Financial LLCCambridge Investment Research, Inc.$1011-08-2012
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
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Showing 1 to 25 of 8,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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