Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Tracy Diane ValeroLPL Financial LLCH.D. Vest Advisory Services, Inc06-19-2019
Richard C. WethingtonLPL Financial LLCBeam Asset Management, LLC06-18-2019
Eric Grant SchultzLPL Financial LLCH.D. Vest Advisory Services, Inc06-18-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Adam Greggory Mark HartrumLPL Financial LLCSecurities America Advisors, INC.06-17-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial,LLC06-17-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
Stephen Nephi AshtonLPL Financial LLCCapital Financial Services, Inc.05-31-2019
Benjamin Edward LoturcoLPL Financial LLCCadaret, Grant & Co., Inc.05-31-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Shad Matthew EvansLPL Financial LLCKestra Advisory Services, LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Megan Lynn HeatonLPL Financial LLCSPS05-14-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Next Page »

Showing 1 to 25 of 10,567 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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