Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Mitchell Jordan BleckerLPL Financial LLCNationwide Securities, LLC06-29-2020
Ali MozaffarLPL Financial LLCUnited Brokerage Services, Inc06-19-2020
Kristopher Arthur StaplesLPL Financial LLCFirst Allied Securities, Inc.06-15-2020
Randy Lee DunnLPL Financial LLCSecurities America, Inc.06-01-2020
Fernando Martinez ArenivasLPL Financial LLCSWBC Investment Services, LLC05-29-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Richard Paul Pucci Sr.LPL Financial LLCSecurities America, Inc.05-28-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Judith Ofelia SantosLPL Financial LLCProspera Financial Services, Inc.05-21-2020
Robert Joseph CostelloLPL Financial LLCWells Fargo Clearing Services, LLC05-20-2020
Lance Anthony RaoLPL Financial LLCSagePoint Financial, Inc.05-19-2020
Matthew James RauenLPL Financial LLCEagle Strategies LLC05-18-2020
Dennis Charles JacksonLPL Financial LLCSecurities America Advisors, Inc.05-15-2020
David James MetzgerLPL Financial LLCSecurities America, Inc.05-14-2020
Anthony Lee Van KeurenLPL Financial LLCSecurities America, Inc.05-14-2020
Joseph Steven IvanichLPL Financial LLCVoya Financial Advisors, Inc.05-14-2020
John Delaney FosterLPL Financial LLCCetera Investment Services LLC05-13-2020
Todd Sherman GautreauxLPL Financial LLCCetera Investment Services LLC05-13-2020
Richard Paul MorrowLPL Financial LLCSagePoint Financial, Inc.05-13-2020
Glenn William GallowayLPL Financial LLCLincoln Financial Advisors Corporation05-13-2020
Gregory Samuel MeyerLPL Financial LLCKMS Financial Services, Inc.05-11-2020
Lynnette Sue OlsonLPL Financial LLCSecurities America, Inc.05-08-2020
Gary Grant CasabLPL Financial LLCParadigm Consulting, Inc.05-06-2020
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Showing 1 to 25 of 11,933 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.