Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill Langdon Scott Baldwin Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Scott Baldwin Bill Langdon Todd Sander Drew BaldwinLPL Financial LLCVoya Financial Advisors, Inc.06-24-2020
Vincent Kubilus Brian Thornton Mark ZakoskiLPL Financial LLCInfinex Investments, Inc.01-04-2016
Raymond SaravitzLPL Financial LLCCommonwealth Financial Network01-04-2016
Vladislav Krubich Tony MayoLPL Financial LLCAmeriprise Financial Services, LLC12-13-2013
Bobby WhiteLPL Financial LLCSecurities America, Inc.08-10-2011
Donald PatrickLPL Financial LLCSecurities America, Inc.08-10-2011
Matthew Cunningham Erik WilliamsLPL Financial LLCPark Avenue Securities LLC10-17-2013
Michael SharplesLPL Financial LLCEdward Jones05-26-2010
Susan LawrenceLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2020
James A SalernoLPL Financial LLCMML Investors Services, LLC10-08-2020
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Jose E PaniaguaLPL Financial LLCJ.P. Morgan Securities LLC10-07-2020
Julius PappasLPL Financial LLCMML Investors Services, LLC10-06-2020
Robin Lynn KaganLPL Financial LLCBankers Life Securities, Inc.10-06-2020
Frank Stephen Hever IiiLPL Financial LLCSecurian Financial Services, Inc.10-05-2020
Timothy John MaurerLPL Financial LLCRoyal Alliance Associates, Inc.10-05-2020
THOMAS KAST WALKE JrLPL Financial LLCU.S. Bancorp Investments, Inc.10-05-2020
Elizabeth EchavarriaLPL Financial LLCSantander Securities LLC10-02-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Robin Pengkoon TanLPL Financial LLCKMS Financial Services, Inc.10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Joseph John HemenwayLPL Financial LLCAvantax Advisory Services09-30-2020
Douglas Robert SchulteLPL Financial LLCRoyal Alliance Associates, Inc.09-30-2020
Joseph Carmen DudekLPL Financial LLCInfinex Investments, Inc.09-30-2020
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Showing 1 to 25 of 8,471 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.