Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bert WinstonLPL Financial LLCSecurities America Advisors, Inc.05-01-2020
Katie Michelle OgdenLPL Financial LLCBancWest Investment Services, Inc.05-01-2020
James Randy SnodgrassLPL Financial LLCSecurities America Advisors, Inc.04-30-2020
Emile Peter Oestriecher IIILPL Financial LLCAvantax Advisory Services04-29-2020
John Aloysius Hodges IIILPL Financial LLCWells Fargo Clearing Services, LLC04-28-2020
Korey Don RogersLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-24-2020
Justin Ryan VestriLPL Financial LLCCitizens Securities, Inc.04-24-2020
James Francis AtenLPL Financial LLCInfinex Investments, Inc.04-23-2020
Heather Louise MorganLPL Financial LLCSecurities America, Inc.04-22-2020
Chris Stephen LoutsisLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-22-2020
Paul E. GoodLPL Financial LLCAmeriprise Financial Services, LLC04-21-2020
Tammy J WarnickeLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2020
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
Charles Nelson LinebergerLPL Financial LLCProEquities, Inc.04-16-2020
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
Paul R DonatoLPL Financial LLCMML Investors Services, LLC04-15-2020
Christina Marie BrownLPL Financial LLCRaymond James Financial Services, Inc.04-15-2020
Ricky Calvin KielLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Neel John KeiserLPL Financial LLCSecurities America, Inc.04-14-2020
Clayton James CheneyLPL Financial LLCRoyal Alliance Associates, Inc.04-14-2020
Staci Bagwell BennettLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2020
Joseph Michael DeschryverLPL Financial LLCAvantax Investment Services, Inc.04-09-2020
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Showing 1 to 25 of 12,038 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.