Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Lane WegnerLPL Financial LLCAmeriprise Financial Services, Inc.01-04-2010
Ryan Edward FlynnLPL Financial LLCAmeriprise Financial Services, Inc.$5001-29-2010
Michael Robert MolitorisLPL Financial LLCAmeriprise Financial Services, Inc.$1002-11-2010
David Joseph HellingerLPL Financial LLCAmeriprise Financial Services, Inc.$1004-23-2010
Kenneth Marc SegalLPL Financial LLCAmeriprise Financial Services, Inc.$5005-07-2010
Andrew Patrick BrayLPL Financial LLCAmeriprise Financial Services, Inc.05-19-2010
Drew David PattersonLPL Financial LLCAmeriprise Financial Services, Inc.$1005-26-2010
Thomas John SannemanLPL Financial LLCAmeriprise Financial Services, Inc.05-26-2010
Sonja KoppenwallnerLPL Financial LLCAmeriprise Financial Services, Inc.05-28-2010
Zoe Rebekah AlexanderLPL Financial LLCAmeriprise Financial Services, Inc.06-03-2010
Oliver Milnes KramerLPL Financial LLCAmeriprise Financial Services, Inc.$1006-30-2010
Gerald Edward LongLPL Financial LLCAmeriprise Financial Services, Inc.07-06-2010
Jeffrey L. MenoughLPL Financial LLCAmeriprise Financial Services, Inc.07-08-2010
Alvin SandersLPL Financial LLCAmeriprise Financial Services, Inc.$1007-27-2010
Renata Barbara JaskiewiczLPL Financial LLCAmeriprise Financial Services, Inc.07-27-2010
Karl Jay WarnerLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Elizabeth Auger JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Ronald John GiuntaLPL Financial LLCAmeriprise Financial Services, Inc.08-27-2010
Michael Jason MaynesLPL Financial LLCAmeriprise Financial Services, Inc.08-31-2010
Barbara Eileen SacharowLPL Financial LLCAmeriprise Financial Services, Inc.$1009-03-2010
Daniel Robert WallachLPL Financial LLCAmeriprise Financial Services, Inc.10-08-2010
Heath Burnett HaynesLPL Financial LLCAmeriprise Financial Services, Inc.$3711-05-2010
James Clark Jamison IIILPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Bradley Graham BarnettLPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Wayne Joseph BradleyLPL Financial LLCAmeriprise Financial Services, Inc.12-17-2010
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Showing 26 to 50 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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